0001140361-17-006137.txt : 20170213 0001140361-17-006137.hdr.sgml : 20170213 20170213144831 ACCESSION NUMBER: 0001140361-17-006137 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 GROUP MEMBERS: JAYHAWK PRIVATE EQUITY FUND II, L.P. GROUP MEMBERS: JAYHAWK PRIVATE EQUITY GP II, L.P. GROUP MEMBERS: JAYHAWK PRIVATE EQUITY, LLC GROUP MEMBERS: JHMS FUND , LLC GROUP MEMBERS: JHMS MANAGEMENT, LLC GROUP MEMBERS: KENT C MCCARTHY REVOCABLE TRUST DATED OCTOBER 24, 2003 GROUP MEMBERS: KENT C. MCCARTHY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Cord Blood Corp CENTRAL INDEX KEY: 0001467808 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84917 FILM NUMBER: 17598384 BUSINESS ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-3605-8180 MAIL ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001002078 IRS NUMBER: 481172612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 BUSINESS PHONE: 9136422611 MAIL ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 FORMER COMPANY: FORMER CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19961121 SC 13G/A 1 formsc13ga.htm JAYHAWK CAPITAL MANAGEMENT LLC SC 13GA NO11 12-31-2016 (CHINA CORD BLOOD CORP)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

SCHEDULE 13G/A
Amendment No. 11

Under the Securities Exchange Act of 1934*
 
China Cord Blood Corporation
(Name of Issuer)

Common Stock, par value $0.0001 per share
(Title of Class of Securities)

698659109
(CUSIP Number)

December 31, 2016
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
☐
Rule13d-1(b)
☒
Rule 13d-1(c)
☐
Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
 
        
CUSIP No.
698659109
 
1
NAME OF REPORTING PERSON
 
 
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
JHMS Fund , LLC (47-4524143)
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
    
(a)☐
    
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
3,796,068*
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
3,796,068*
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
3,796,068* (see Item 4)
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐
Not Applicable
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
5.20%**
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
* Includes 3,796,068 shares of common stock, par value $0.0001 per share, held by JHMS Management, LLC and Jayhawk Capital Management, L.L.C.
** Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K/A filed on December 7, 2016.
 
1
CUSIP No.  
698659109
        
1
NAME OF REPORTING PERSON
 
 
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
JHMS Management, LLC (47-4524095)
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
    
(a)☐
    
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
3,796,068*
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
3,796,068*
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
3,796,068* (see Item 4)
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐
Not Applicable
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
5.20%**
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
* Includes 3,796,068 shares of common stock, par value $0.0001 per share, held by JHMS Fund, LLC and Jayhawk Capital Management, L.L.C.
** Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K/A filed on December 7, 2016.
 
2
CUSIP No.
698659109
    
1
NAME OF REPORTING PERSON
 
 
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
Jayhawk Capital Management, L.L.C. (48-1172612)
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
    
(a)☐
    
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
3,796,068*
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
3,796,068*
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
3,796,068* (see Item 4)
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐ 
Not Applicable
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
5.20%**
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
* Includes 3,796,068 shares of common stock, par value $0.0001 per share, held by JHMS Fund, LLC and JHMS Management, LLC.
** Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K/A filed on December 7, 2016.
 
3
CUSIP No.
698659109
 
1
NAME OF REPORTING PERSON
 
 
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
Jayhawk Private Equity Fund II, L.P. (26-1692972)
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
    
(a)☐
    
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
2,864,800*
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
2,864,800*
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
2,864,800* (see Item 4)
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐ 
Not Applicable
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
3.92%**
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
PN
 
 
 
 
* Includes 2,864,800 shares of common stock, par value $0.0001 per share, held by Jayhawk Private Equity GP II, L.P. and Jayhawk Private Equity, LLC
** Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K/A filed on December 7, 2016.
 
4
CUSIP No.
698659109
 
1
NAME OF REPORTING PERSON
 
 
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
Jayhawk Private Equity GP II, L.P. (26-1692915)
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
    
(a)☐
    
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
2,864,800*
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
2,864,800*
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
2,864,800* (see Item 4)
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐
Not Applicable
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
3.92%**
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
PN
 
 
 
 
* Includes 2,864,800 shares of common stock, par value $0.0001 per share, held by Jayhawk Private Equity Fund II, L.P. and Jayhawk Private Equity, LLC
** Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K/A filed on December 7, 2016.
 
5
CUSIP No. 
 698659109
 
1
NAME OF REPORTING PERSON
 
 
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
Jayhawk Private Equity, LLC (26-1692786)
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
    
(a)☐
    
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
2,864,800 *
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
2,864,800 *
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
2,864,800 * (see Item 4)
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐  Not Applicable
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
3.92%**
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
* Includes 2,864,800 shares of common stock, par value $0.0001 per share, held by Jayhawk Private Equity Fund II, L.P. and Jayhawk Private Equity GP II, L.P.
** Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K/A filed on December 7, 2016.
 
6
CUSIP No.
698659109
 
1
NAME OF REPORTING PERSON
 
 
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
Kent C McCarthy Revocable Trust dated October 24, 2003
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
    
(a)☐
    
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Kansas
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
230,000
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
230,000
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
230,000 (see Item 4)
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐ Not Applicable
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
0.32%*
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
* Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K/A filed on December 7, 2016.
 
7
CUSIP No. 
698659109
 
1
NAME OF REPORTING PERSON
 
 
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
 
Kent C. McCarthy
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
    
(a)☐
    
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
United States of America
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
6,890,868*
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
6,890,868*
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
6,890,868* (see Item 4)
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐  Not Applicable
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
9.44%**
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
IN
 
 
 
 
* Includes 2,864,800 shares of common stock, par value $0.0001 per share, held by Jayhawk Private Equity Fund II, L.P., 3,796,068 shares of common stock, par value $0.0001 per share, held by JHMS Fund, LLC, and 230,000 shares of common stock, par value $0.0001 per share, held by the Kent C. McCarthy Revocable Trust dated October 24, 2003.
** Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K/A filed on December 7, 2016.
 
8
Item 4
Ownership:

The information below is as of December 31, 2016.

(a)
Amount beneficially owned:
1.
JHMS Fund, LLC: 3,796,068*
2.
JHMS Management, LLC: 3,796,068*
3.
Jayhawk Capital Management, L.L.C.: 3,796,068*
4.
Jayhawk Private Equity Fund II, L.P.: 2,864,800**
5.
Jayhawk Private Equity GP II, L.P.: 2,864,800**
6.
Jayhawk Private Equity, LLC: 2,864,800**
7.
Kent C McCarthy Revocable Trust dated October 24, 2003: 230,000
8.
Kent C. McCarthy: 6,890,868***

(b)
Percent of class:
1.
JHMS Fund, LLC: 5.20%
2.
JHMS Management, LLC: 5.20%
3.
Jayhawk Capital Management, L.L.C.: 5.20%
4.
Jayhawk Private Equity Fund II, L.P.: 3.92%
5.
Jayhawk Private Equity GP II, L.P.: 3.92%
6.
Jayhawk Private Equity, LLC: 3.92%
7.
Kent C McCarthy Revocable Trust dated October 24, 2003: 0.32%
8.
Kent C. McCarthy: 9.44%

Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K/A filed on December 7, 2016.

(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote:
1.
JHMS Fund, LLC: 0
2.
JHMS Management, LLC: 0
3.
Jayhawk Capital Management, L.L.C.: 0
4.
Jayhawk Private Equity Fund II, L.P.: 0
5.
Jayhawk Private Equity GP II, L.P.: 0
6.
Jayhawk Private Equity, LLC: 0
7.
Kent C McCarthy Revocable Trust dated October 24, 2003: 0
8.
Kent C. McCarthy: 0

(ii)
Shared power to vote or direct the vote:
1.
JHMS Fund, LLC: 3,796,068*
2.
JHMS Management, LLC: 3,796,068*
3.
Jayhawk Capital Management, L.L.C.: 3,796,068*
4.
Jayhawk Private Equity Fund II, L.P.: 2,864,800**
5.
Jayhawk Private Equity GP II, L.P.: 2,864,800**
6.
Jayhawk Private Equity, LLC: 2,864,800**
7.
Kent C McCarthy Revocable Trust dated October 24, 2003: 230,000
8.
Kent C. McCarthy: 6,890,868***

  (iii)
Sole power to dispose or to direct the disposition of:
1.
JHMS Fund, LLC: 0
2.
JHMS Management, LLC: 0
3.
Jayhawk Capital Management, L.L.C.: 0
4.
Jayhawk Private Equity Fund II, L.P.: 0
5.
Jayhawk Private Equity GP II, L.P.: 0
6.
Jayhawk Private Equity, LLC: 0
7.
Kent C McCarthy Revocable Trust dated October 24, 2003: 0
8.
Kent C. McCarthy: 0
 
9
  (iv)
Shared power to dispose or to direct the disposition of:
1.
JHMS Fund, LLC: 3,796,068*
2.
JHMS Management, LLC: 3,796,068*
3.
Jayhawk Capital Management, L.L.C.: 3,796,068*
4.
Jayhawk Private Equity Fund II, L.P.: 2,864,800**
5.
Jayhawk Private Equity GP II, L.P.: 2,864,800**
6.
Jayhawk Private Equity, LLC: 2,864,800**
7.
Kent C McCarthy Revocable Trust dated October 24, 2003: 230,000
8.
Kent C. McCarthy: 6,890,868***

* Includes 3,796,068 shares of common stock, par value $0.0001 per share, held by JHMS Fund, LLC, JHMS Management, LLC and Jayhawk Capital Management, L.L.C.
** Includes 2,864,800 shares of common stock, par value $0.0001 per share, held by Jayhawk Private Equity Fund II, LLC, Jayhawk Private Equity GP II, L.P. and Jayhawk Private Equity, LLC
*** Includes 2,864,800 shares of common stock, par value $0.0001 per share, held by Jayhawk Private Equity Fund II, L.P., 3,796,068 shares of common stock, par value $0.0001 per share, held by JHMS Fund, LLC, and 230,000 shares of common stock, par value $0.0001 per share, held by the Kent C. McCarthy Revocable Trust dated October 24, 2003.
 
Item 10
Certification:

By signing below each party certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, the parties below certify that the information set forth in this statement is true, complete and correct.
 
Dated: February 10, 2017    
     
 
/s/ Kent C. McCarthy
  
 
Kent C. McCarthy
  
     

 
JHMS Fund, LLC
  
       
 
By: JHMS Management, LLC
  
   
its Manager
  
       
   
/s/ Michael D. Schmitz
  
   
Name: Michael D. Schmitz
  
   
Title: Manager
  

 
JHMS Management, LLC
  
       
 
By:
/s/ Michael D. Schmitz
  
   
Name: Michael D. Schmitz
  
   
Title: Manager
  
 
Jayhawk Capital Management, LLC
  
       
 
By:
 /s/ Kent C. McCarthy
  
   
Name: Kent C. McCarthy
  
   
Title: Manager
  
 
10
 
Jayhawk Private Equity Fund II, L.P.
  
     
 
By:
Jayhawk Private Equity GP II, L.P.
  
   
Its general partner
  
       
   
By: Jayhawk Private Equity, LLC
  
   
Its general partner
  
       
 
By: /s/ Kent C. McCarthy
  
   
Name: Kent C. McCarthy
  
   
Title:  Manager
  

 
Jayhawk Private Equity GP II, L.P.
  
     
 
By:
Jayhawk Private Equity, LLC
  
   
Its general partner
  
       
 
By: /s/ Kent C. McCarthy
  
   
Name:  Kent C. McCarthy
  
   
Title: Manager
  

 
Jayhawk Private Equity, LLC
  
       
 
By:
 /s/ Kent C McCarthy
  
   
Name:  Kent C. McCarthy
  
   
Title: Manager
 
  
 
Kent C. McCarthy Revocable Trust dated
October 24, 2003
  
       
 
By:
 /s/ Kent C. McCarthy
  
   
Name: Kent C. McCarthy
  
   
Title: Trustee
  
 
 
11