0001140361-14-044731.txt : 20141210 0001140361-14-044731.hdr.sgml : 20141210 20141210164654 ACCESSION NUMBER: 0001140361-14-044731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141205 FILED AS OF DATE: 20141210 DATE AS OF CHANGE: 20141210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: China Cord Blood Corp CENTRAL INDEX KEY: 0001467808 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-3605-8180 MAIL ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY GP II, L.P. CENTRAL INDEX KEY: 0001469683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141278488 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JHAB MANAGEMENT II, LLC CENTRAL INDEX KEY: 0001588379 STATE OF INCORPORATION: DE FISCAL YEAR END: 1213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141278490 BUSINESS ADDRESS: STREET 1: 7335 COTTONWOOD DRIVE CITY: SHAWNEE STATE: KS ZIP: 66216 BUSINESS PHONE: 775-200-1800 MAIL ADDRESS: STREET 1: 7335 COTTONWOOD DRIVE CITY: SHAWNEE STATE: KS ZIP: 66216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY, LLC CENTRAL INDEX KEY: 0001469684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141278491 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001002078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141278492 BUSINESS ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 BUSINESS PHONE: 9136422611 MAIL ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 FORMER NAME: FORMER CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KENT C CENTRAL INDEX KEY: 0001225028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141278493 MAIL ADDRESS: STREET 1: 930 TAHOE BLVD., 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCF CO LF, L.P. CENTRAL INDEX KEY: 0001542402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 141278489 BUSINESS ADDRESS: STREET 1: 930 TAHOE BLVD. STREET 2: 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 775-832-8199 MAIL ADDRESS: STREET 1: 930 TAHOE BLVD. STREET 2: 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 4 1 doc1.xml FORM 4 X0306 4 2014-12-05 0 0001467808 China Cord Blood Corp NYSE: CO 0001225028 MCCARTHY KENT C 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 1 1 13 (d) group owning > 10% 0001002078 JAYHAWK CAPITAL MANAGEMENT, L.L.C. 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 0 1 13(d) group owning > 10% 0001469684 JAYHAWK PRIVATE EQUITY, LLC 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 0 1 13 (d) group owning > 10% 0001588379 JHAB MANAGEMENT II, LLC 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 0 1 13 (d) group owning > 10% 0001542402 JCF CO LF, L.P. 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 0 1 13 (d) group owning > 10% 0001469683 JAYHAWK PRIVATE EQUITY GP II, L.P. 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 0 1 13 (d) group owning > 10% Common Stock 2014-12-05 4 P 0 146600 4.5988 A 10300546 I See footnote Common Stock 2014-12-09 4 P 0 25000 4.3789 A 10325546 I See footnote Acquired by 7-2010 GRAT 5 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010. See Exhibit 99.1 /s/ Kent C. McCarthy 2014-12-10 /s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, L.L.C. 2014-12-10 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC 2014-12-10 /s/ Kent C. McCarthy, Manager of JHAB Management II, LLC 2014-12-10 /s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, L.L.C., which is the general partner of JCF CO LF, L.P 2014-12-10 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P 2014-12-10 EX-99.1 2 ex99_1.htm Unassociated Document
Exhibit 99.1
 
Explanation of Response to Table I, Item 7: Kent C. McCarthy is the manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P.  Jayhawk Private Equity GP II, L.P. is the general partner of Jayhawk Private Equity Fund II, L.P.  Jayhawk Private Equity Fund II, L.P. directly owns 6,670,000 shares of the issuer reported on this form.  As a result, Mr. McCarthy, Jayhawk Private Equity, LLC and Jayhawk Private Equity GP II, L.P. each indirectly beneficially own 6,670,000 shares.  Kent C. McCarthy is also the manager of Jayhawk Capital Management, LLC, which is the general partner of JCF CO LF, L.P.  JCF CO LF, L.P. directly owns 1,858,291 shares of the issuer reported on this form.  As a result, Mr. McCarthy and Jayhawk Capital Management, LLC indirectly beneficially own 1,858,291 shares.  Kent C. McCarthy is also the manager of JHAB Management II, LLC, which is the manager of JHAB Fund II, LLC.  JHAB Fund II, LLC directly owns 1,308,901 shares of the issuer reported on this form.  As a result, Mr. McCarthy and JHAB Management II, LLC indirectly beneficially own 1,308,901 shares.  Kent C. McCarthy also has the power to exercise investment control over the shares owned by McCarthy Family SD, LLC.  McCarthy Family SD, LLC directly owns 176,754 shares of the issuer reported on this form.  As a result, Mr. McCarthy indirectly beneficially owns 176,754 shares.  Kent C. McCarthy is the beneficiary of the 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 (“GRAT 6”).  GRAT 6 directly owns 140,000 shares of the issuer reported on this form.  As a result, Mr. McCarthy indirectly beneficially owns 140,000 shares.  Kent C. McCarthy is the beneficiary of the 7-2010 GRAT 5 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 (“GRAT 5”).  GRAT 5 directly owns 171,600 shares of the issuer reported on this form.  As a result, Mr. McCarthy indirectly beneficially owns 171,600 shares.  As a result of being the manager of Jayhawk Capital Management, LLC, Jayhawk Private Equity, LLC, and JHAB Management II, LLC, having indirect investment control over the shares owned by McCarthy Family SD, LLC and being the beneficiary of GRAT 6 and GRAT 5, Kent C. McCarthy indirectly beneficially owns an aggregate of 10,325,546 shares.  Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person’s pecuniary interest therein.