0001140361-13-027955.txt : 20130711 0001140361-13-027955.hdr.sgml : 20130711 20130711170131 ACCESSION NUMBER: 0001140361-13-027955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130709 FILED AS OF DATE: 20130711 DATE AS OF CHANGE: 20130711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: China Cord Blood Corp CENTRAL INDEX KEY: 0001467808 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-3605-8180 MAIL ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY FUND II LP CENTRAL INDEX KEY: 0001427940 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 13964371 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JCF CO LF, L.P. CENTRAL INDEX KEY: 0001542402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 13964373 BUSINESS ADDRESS: STREET 1: 930 TAHOE BLVD. STREET 2: 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 775-832-8199 MAIL ADDRESS: STREET 1: 930 TAHOE BLVD. STREET 2: 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY, LLC CENTRAL INDEX KEY: 0001469684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 13964374 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001002078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 13964375 BUSINESS ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 BUSINESS PHONE: 9136422611 MAIL ADDRESS: STREET 1: 8201 MISSION RD STREET 2: SUITE 110 CITY: PRAIRIE VILLAGE STATE: KS ZIP: 66208 FORMER NAME: FORMER CONFORMED NAME: JAYHAWK CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KENT C CENTRAL INDEX KEY: 0001225028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 13964376 MAIL ADDRESS: STREET 1: 930 TAHOE BLVD., 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY GP II, L.P. CENTRAL INDEX KEY: 0001469683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 13964372 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 4 1 doc1.xml FORM 4 X0306 4 2013-07-09 1 0001467808 China Cord Blood Corp NYSE: CO 0001225028 MCCARTHY KENT C 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 1 1 Member 13(d) group owning >10% 0001002078 JAYHAWK CAPITAL MANAGEMENT, L.L.C. 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 0 1 13(d) group owning > 10% 0001469684 JAYHAWK PRIVATE EQUITY, LLC 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 0 1 Member 13(d) group owning >10% 0001542402 JCF CO LF, L.P. 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 0 1 Member 13(d) group owning >10% 0001469683 JAYHAWK PRIVATE EQUITY GP II, L.P. 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 0 1 Member 13(d) group owning >10% 0001427940 JAYHAWK PRIVATE EQUITY FUND II LP 7335 COTTONWOOD DRIVE SHAWNEE KS 66216 0 0 1 0 Common Stock 2013-07-09 4 P 0 366782 2.9081 A 8268506 I See Footnote See Exhibit 99.1 See Exhbiit 99.1 /s/ Kent C. McCarthy 2013-07-11 /s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, L.L.C. 2013-07-11 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC 2013-07-11 /s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, L.L.C., which is the general partner of JCF CO LF, L.P. 2013-07-11 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general manager of Jayhawk Private Equity GP II, L.P. 2013-07-11 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general manager of Jayhawk Private Equity GP II, L.P., which is the general partner of Jayhawk Private Equity Fund II, L.P. 2013-07-11 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
 
 
Exhibit 99.1
 Explanation of Response

(1)  Acquired by Jayhawk Private Equity Fund II, L.P.
 
(2)  Kent C. McCarthy is the manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P.  Jayhawk Private Equity GP II, L.P. is the general partner of Jayhawk Private Equity Fund II, L.P.  Jayhawk Private Equity Fund II, L.P. directly owns 6,340,295 shares of the issuer reported on this form.  As a result, Mr. McCarthy, Jayhawk Private Equity, LLC and Jayhawk Private Equity GP II, L.P. each indirectly beneficially own 6,340,295 shares.  Kent C. McCarthy is also the manager of Jayhawk Capital Management, LLC, which is the general partner of JCF CO LF, L.P.  JCF CO LF, L.P. directly owns 1,928,211 shares of the issuer reported on this form.  As a result, Mr. McCarthy and Jayhawk Capital Management, LLC indirectly beneficially own 1,928,211 shares.  As a result of being the manager of Jayhawk Capital Management, LLC and Jayhawk Private Equity, LLC, Kent C. McCarthy indirectly beneficially owns an aggregate of 8,268,506 shares.  Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person’s pecuniary interest therein.