0001614094-21-000068.txt : 20210913 0001614094-21-000068.hdr.sgml : 20210913 20210913162535 ACCESSION NUMBER: 0001614094-21-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210909 FILED AS OF DATE: 20210913 DATE AS OF CHANGE: 20210913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEVENS THOMAS MICHAEL CENTRAL INDEX KEY: 0001251445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 211249961 MAIL ADDRESS: STREET 1: C/O BORLAND SOFTWARE CORPORATION STREET 2: 20450 STEVENS CREEK BLVD, SUITE 800 CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 3060 OLSEN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95128 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 3060 OLSEN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95128 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-09-09 0 0001002047 NetApp, Inc. NTAP 0001251445 NEVENS THOMAS MICHAEL 3060 OLSEN DRIVE SAN JOSE CA 95128 1 0 0 0 Common Stock 2021-09-09 4 M 0 7324 0.0 A 24084 I by Trust Restricted Stock Unit 0.0 2021-09-09 4 M 0 7324 0.0 D 2021-09-09 Common Stock 7324 0 D Restricted Stock Unit 0.0 2021-09-10 4 A 0 3520 0.0 A 2022-09-08 Common Stock 3520 3520 D Shares held in trust by T. Michael Nevens and Yvonne Nevens, as Trustees of the Nevens Family 1997 Trust UAD 8/16/1997. Restricted stock units convert into common stock on a one-for-one basis. On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date On September 10, 2021, the reporting person was granted 3,520 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. By: Roberta S Cohen Attorney-in-Fact For: T. Michael Nevens 2021-09-13