0001614094-21-000065.txt : 20210913 0001614094-21-000065.hdr.sgml : 20210913 20210913162435 ACCESSION NUMBER: 0001614094-21-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210909 FILED AS OF DATE: 20210913 DATE AS OF CHANGE: 20210913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELD GERALD CENTRAL INDEX KEY: 0001212064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 211249952 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 3060 OLSEN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95128 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 3060 OLSEN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95128 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-09-09 0 0001002047 NetApp, Inc. NTAP 0001212064 HELD GERALD 3060 OLSEN DRIVE SAN JOSE CA 95128 1 0 0 0 Common Stock 2021-09-09 4 M 0 5634 0.0 A 20384 D Restricted Stock Unit 0.0 2021-09-09 4 M 0 5634 0.0 D 2021-09-09 Common Stock 5634 38176 D Restricted Stock Unit 0.0 2021-09-10 4 A 0 2707 0.0 A 2022-09-08 Common Stock 2707 40883 D Restricted stock units convert into common stock on a one-for-one basis. On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. By: Roberta S Cohen Attorney-in-Fact For: Gerald Held 2021-09-13