0001614094-21-000035.txt : 20210603
0001614094-21-000035.hdr.sgml : 20210603
20210603193846
ACCESSION NUMBER: 0001614094-21-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210601
FILED AS OF DATE: 20210603
DATE AS OF CHANGE: 20210603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kurian George
CENTRAL INDEX KEY: 0001586813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 21994317
MAIL ADDRESS:
STREET 1: C/O NETAPP
STREET 2: 495 E. JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2021-06-01
0
0001002047
NetApp, Inc.
NTAP
0001586813
Kurian George
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
1
1
0
0
CEO
Common Stock
2021-06-01
4
M
0
14250
0.0
A
129751
D
Common Stock
2021-06-01
4
F
0
7065
76.71
D
122686
D
Common Stock
2021-06-01
4
M
0
8500
0.0
A
131186
D
Common Stock
2021-06-01
4
F
0
4214
76.71
D
126972
D
Common Stock
2021-06-01
4
M
0
9250
0.0
A
136222
D
Common Stock
2021-06-01
4
F
0
4586
76.71
D
131636
D
Common Stock
2021-06-01
4
M
0
13875
0.0
A
145511
D
Common Stock
2021-06-01
4
F
0
6879
76.71
D
138632
D
Common Stock
2021-06-01
4
A
0
38062
0.0
A
176694
D
Common Stock
2021-06-01
4
F
0
18871
76.71
D
157823
D
Common Stock
2021-06-01
4
A
0
21822
0.0
A
179645
D
Common Stock
2021-06-01
4
F
0
10819
76.71
D
168826
D
Restricted Stock Unit
0.0
2021-06-01
4
M
0
14250
0.0
D
2018-06-01
2024-06-01
Common Stock
14250
0
D
Restricted Stock Unit
0.0
2021-06-01
4
M
0
8500
0.0
D
2019-06-01
2025-06-04
Common Stock
8500
8500
D
Restricted Stock Unit
0.0
2021-06-01
4
M
0
9250
0.0
D
2020-06-01
2026-06-03
Common Stock
9250
18500
D
Restricted Stock Unit
0.0
2021-06-01
4
M
0
13875
0.0
D
2021-06-01
2027-07-01
Common Stock
13875
41625
D
Represents the settlement of TSR performance share units originally granted on June 4, 2018.
Performance stock units convert into stock on a one-for-one basis.
Represents the settlement of AOI performance share units originally granted on June 4, 2018.
Restricted stock units convert into common stock on a one-for-one basis.
On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
On June 4, 2018, the reporting person was granted 34,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
On June 3, 2019, the reporting person was granted 37,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.
On July 1, 2020, the reporting person was granted 55,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.
By: Roberta S Cohen Attorney-in-Fact For: George Kurian
2021-06-03