0001614094-21-000035.txt : 20210603 0001614094-21-000035.hdr.sgml : 20210603 20210603193846 ACCESSION NUMBER: 0001614094-21-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kurian George CENTRAL INDEX KEY: 0001586813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 21994317 MAIL ADDRESS: STREET 1: C/O NETAPP STREET 2: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2021-06-01 0 0001002047 NetApp, Inc. NTAP 0001586813 Kurian George 1395 CROSSMAN AVE SUNNYVALE CA 94089 1 1 0 0 CEO Common Stock 2021-06-01 4 M 0 14250 0.0 A 129751 D Common Stock 2021-06-01 4 F 0 7065 76.71 D 122686 D Common Stock 2021-06-01 4 M 0 8500 0.0 A 131186 D Common Stock 2021-06-01 4 F 0 4214 76.71 D 126972 D Common Stock 2021-06-01 4 M 0 9250 0.0 A 136222 D Common Stock 2021-06-01 4 F 0 4586 76.71 D 131636 D Common Stock 2021-06-01 4 M 0 13875 0.0 A 145511 D Common Stock 2021-06-01 4 F 0 6879 76.71 D 138632 D Common Stock 2021-06-01 4 A 0 38062 0.0 A 176694 D Common Stock 2021-06-01 4 F 0 18871 76.71 D 157823 D Common Stock 2021-06-01 4 A 0 21822 0.0 A 179645 D Common Stock 2021-06-01 4 F 0 10819 76.71 D 168826 D Restricted Stock Unit 0.0 2021-06-01 4 M 0 14250 0.0 D 2018-06-01 2024-06-01 Common Stock 14250 0 D Restricted Stock Unit 0.0 2021-06-01 4 M 0 8500 0.0 D 2019-06-01 2025-06-04 Common Stock 8500 8500 D Restricted Stock Unit 0.0 2021-06-01 4 M 0 9250 0.0 D 2020-06-01 2026-06-03 Common Stock 9250 18500 D Restricted Stock Unit 0.0 2021-06-01 4 M 0 13875 0.0 D 2021-06-01 2027-07-01 Common Stock 13875 41625 D Represents the settlement of TSR performance share units originally granted on June 4, 2018. Performance stock units convert into stock on a one-for-one basis. Represents the settlement of AOI performance share units originally granted on June 4, 2018. Restricted stock units convert into common stock on a one-for-one basis. On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. On June 4, 2018, the reporting person was granted 34,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. On June 3, 2019, the reporting person was granted 37,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. On July 1, 2020, the reporting person was granted 55,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: George Kurian 2021-06-03