0001614094-21-000002.txt : 20210105 0001614094-21-000002.hdr.sgml : 20210105 20210105161947 ACCESSION NUMBER: 0001614094-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CERNUDA CESAR CENTRAL INDEX KEY: 0001817313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 21505810 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-12-31 0 0001002047 NetApp, Inc. NTAP 0001817313 CERNUDA CESAR 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 President Common Stock 2020-12-31 4 M 0 46097 0.0 A 46097 D Common Stock 2020-12-31 4 F 0 18139 66.24 D 27958 D Restricted Stock Unit 0.0 2020-12-31 4 M 0 46097 0.0 D 2021-08-15 2027-08-16 Common Stock 46097 140598 D Restricted stock units convert into common stock on a one-for-one basis. On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: Cesar Cernuda 2021-01-05