0001614094-20-000075.txt : 20200917 0001614094-20-000075.hdr.sgml : 20200917 20200917160645 ACCESSION NUMBER: 0001614094-20-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200915 FILED AS OF DATE: 20200917 DATE AS OF CHANGE: 20200917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN SCOTT R. CENTRAL INDEX KEY: 0001652149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 201181271 MAIL ADDRESS: STREET 1: 11690 N.W. 105TH STREET CITY: MIAMI STATE: FL ZIP: 33178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-09-15 1 0001002047 NetApp, Inc. NTAP 0001652149 ALLEN SCOTT R. 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 SVP, Chief Accounting Officer Common Stock 2020-09-15 4 M 0 4250 0.0 A 7147 D Common Stock 2020-09-15 4 F 0 1279 45.38 D 5868 D Common Stock 2020-09-15 4 M 0 1210 0.0 A 7078 D Common Stock 2020-09-15 4 F 0 364 45.38 D 6714 D Restricted Stock Unit 0.0 2020-09-15 4 M 0 4250 0.0 D 2017-09-15 2023-06-01 Common Stock 4250 0 D Restricted Stock Unit 0.0 2020-09-15 4 M 0 1210 0.0 D Common Stock 1210 3630 D Restricted stock units convert into common stock on a one-for-one basis. On September 15, 2016, the reporting person was granted 17,000 restricted stock units, vesting in four equal annual installments beginning on September 15, 2017 and subject to continued service on each applicable vesting date. On September 16, 2019, the reporting person was granted 4,840 restricted stock units, vesting in four equal annual installments beginning on September 15, 2020 and subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: Scott R Allen 2020-09-17