0001614094-20-000057.txt : 20200819 0001614094-20-000057.hdr.sgml : 20200819 20200819165244 ACCESSION NUMBER: 0001614094-20-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200817 FILED AS OF DATE: 20200819 DATE AS OF CHANGE: 20200819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CERNUDA CESAR CENTRAL INDEX KEY: 0001817313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 201117587 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-08-17 0 0001002047 NetApp, Inc. NTAP 0001817313 CERNUDA CESAR 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 President Restricted Stock Unit 0.0 2020-08-17 4 A 0 57622 0.0 A 2020-12-31 2027-08-16 Common Stock 57622 57622 D Restricted Stock Unit 0.0 2020-08-17 4 A 0 69146 0.0 A 2021-08-15 2027-08-16 Common Stock 69146 126768 D Restricted Stock Unit 0.0 2020-08-17 4 A 0 59927 0.0 A 2021-08-15 2027-08-16 Common Stock 59927 186695 D Restricted stock units convert into common stock on a one-for-one basis. On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date. On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: Cesar Cernuda 2020-08-19