0001614094-20-000029.txt : 20200603
0001614094-20-000029.hdr.sgml : 20200603
20200603164417
ACCESSION NUMBER: 0001614094-20-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200529
FILED AS OF DATE: 20200603
DATE AS OF CHANGE: 20200603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PASEK RONALD J
CENTRAL INDEX KEY: 0001479217
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 20940568
MAIL ADDRESS:
STREET 1: 101 INNOVATION DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0424
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2020-05-29
1
0001002047
NetApp, Inc.
NTAP
0001479217
PASEK RONALD J
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
0
1
0
0
EVP Finance & Operations, CFO
Common Stock
2020-05-29
4
J
0
413
37.859
A
87203
D
Common Stock
2020-06-01
4
A
0
33000
0.0
A
120203
D
Common Stock
2020-06-01
4
F
0
16361
42.67
D
103842
D
Common Stock
2020-06-01
4
M
0
8077
0.0
A
111919
D
Common Stock
2020-06-01
4
F
0
2877
42.67
D
109042
D
Common Stock
2020-06-01
4
M
0
9000
0.0
A
118042
D
Common Stock
2020-06-01
4
F
0
4462
42.67
D
113580
D
Common Stock
2020-06-01
4
M
0
5625
0.0
A
119205
D
Common Stock
2020-06-01
4
F
0
2788
42.67
D
116417
D
Common Stock
2020-06-01
4
M
0
5375
0.0
A
121792
D
Common Stock
2020-06-01
4
F
0
2664
42.67
D
119128
D
Restricted Stock Unit
0.0
2020-06-01
4
M
0
8077
0.0
D
2017-06-01
2023-06-01
Common Stock
8077
0
D
Restricted Stock Unit
0.0
2020-06-01
4
M
0
9000
0.0
D
2018-06-01
2024-06-01
Common Stock
9000
9000
D
Restricted Stock Unit
0.0
2020-06-01
4
M
0
5625
0.0
D
2019-06-01
2025-06-04
Common Stock
5625
11250
D
Restricted Stock Unit
0.0
2020-06-01
4
M
0
5375
0.0
D
2020-06-01
2026-06-03
Common Stock
5375
16125
D
Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.
Represents the settlement of performance share unites originally granted on June 1, 2017.
Performance stock units convert into stock on a one-for-one basis.
Restricted stock units convert into common stock on a one-for-one basis.
On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.
By: Roberta S Cohen Attorney-in-Fact For: Ronald J Pasek
2020-06-03