0001614094-20-000029.txt : 20200603 0001614094-20-000029.hdr.sgml : 20200603 20200603164417 ACCESSION NUMBER: 0001614094-20-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200529 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PASEK RONALD J CENTRAL INDEX KEY: 0001479217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 20940568 MAIL ADDRESS: STREET 1: 101 INNOVATION DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-05-29 1 0001002047 NetApp, Inc. NTAP 0001479217 PASEK RONALD J 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 EVP Finance & Operations, CFO Common Stock 2020-05-29 4 J 0 413 37.859 A 87203 D Common Stock 2020-06-01 4 A 0 33000 0.0 A 120203 D Common Stock 2020-06-01 4 F 0 16361 42.67 D 103842 D Common Stock 2020-06-01 4 M 0 8077 0.0 A 111919 D Common Stock 2020-06-01 4 F 0 2877 42.67 D 109042 D Common Stock 2020-06-01 4 M 0 9000 0.0 A 118042 D Common Stock 2020-06-01 4 F 0 4462 42.67 D 113580 D Common Stock 2020-06-01 4 M 0 5625 0.0 A 119205 D Common Stock 2020-06-01 4 F 0 2788 42.67 D 116417 D Common Stock 2020-06-01 4 M 0 5375 0.0 A 121792 D Common Stock 2020-06-01 4 F 0 2664 42.67 D 119128 D Restricted Stock Unit 0.0 2020-06-01 4 M 0 8077 0.0 D 2017-06-01 2023-06-01 Common Stock 8077 0 D Restricted Stock Unit 0.0 2020-06-01 4 M 0 9000 0.0 D 2018-06-01 2024-06-01 Common Stock 9000 9000 D Restricted Stock Unit 0.0 2020-06-01 4 M 0 5625 0.0 D 2019-06-01 2025-06-04 Common Stock 5625 11250 D Restricted Stock Unit 0.0 2020-06-01 4 M 0 5375 0.0 D 2020-06-01 2026-06-03 Common Stock 5375 16125 D Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Represents the settlement of performance share unites originally granted on June 1, 2017. Performance stock units convert into stock on a one-for-one basis. Restricted stock units convert into common stock on a one-for-one basis. On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: Ronald J Pasek 2020-06-03