0001614094-20-000025.txt : 20200603 0001614094-20-000025.hdr.sgml : 20200603 20200603164319 ACCESSION NUMBER: 0001614094-20-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200529 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN SCOTT R. CENTRAL INDEX KEY: 0001652149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 20940555 MAIL ADDRESS: STREET 1: 11690 N.W. 105TH STREET CITY: MIAMI STATE: FL ZIP: 33178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-05-29 0 0001002047 NetApp, Inc. NTAP 0001652149 ALLEN SCOTT R. 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 SVP, Chief Accounting Officer Common Stock 2020-05-29 4 J 0 424 37.859 A 424 D Common Stock 2020-06-01 4 M 0 1500 0.0 A 1924 D Common Stock 2020-06-01 4 F 0 516 42.67 D 1408 D Common Stock 2020-06-01 4 M 0 1150 0.0 A 2558 D Common Stock 2020-06-01 4 F 0 397 42.67 D 2161 D Common Stock 2020-06-01 4 M 0 1125 0.0 A 3286 D Common Stock 2020-06-01 4 F 0 389 42.67 D 2897 D Restricted Stock Unit 0.0 2020-06-01 4 M 0 1500 0.0 D 2018-06-01 2024-08-01 Common Stock 1500 1500 D Restricted Stock Unit 0.0 2020-06-01 4 M 0 1150 0.0 D 2019-06-01 2025-06-01 Common Stock 1150 2300 D Restricted Stock Unit 0.0 2020-06-01 4 M 0 1125 0.0 D 2020-06-01 2026-06-01 Common Stock 1125 3375 D Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Restricted stock units convert into common stock on a one-for-one basis. On June 1, 2017, the reporting person was granted 6,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. On June 1, 2018, the reporting person was granted 4,600 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. On June 3, 2019, the reporting person was granted 4,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: Scott R Allen 2020-06-03