0001614094-20-000025.txt : 20200603
0001614094-20-000025.hdr.sgml : 20200603
20200603164319
ACCESSION NUMBER: 0001614094-20-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200529
FILED AS OF DATE: 20200603
DATE AS OF CHANGE: 20200603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALLEN SCOTT R.
CENTRAL INDEX KEY: 0001652149
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 20940555
MAIL ADDRESS:
STREET 1: 11690 N.W. 105TH STREET
CITY: MIAMI
STATE: FL
ZIP: 33178
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0424
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2020-05-29
0
0001002047
NetApp, Inc.
NTAP
0001652149
ALLEN SCOTT R.
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
0
1
0
0
SVP, Chief Accounting Officer
Common Stock
2020-05-29
4
J
0
424
37.859
A
424
D
Common Stock
2020-06-01
4
M
0
1500
0.0
A
1924
D
Common Stock
2020-06-01
4
F
0
516
42.67
D
1408
D
Common Stock
2020-06-01
4
M
0
1150
0.0
A
2558
D
Common Stock
2020-06-01
4
F
0
397
42.67
D
2161
D
Common Stock
2020-06-01
4
M
0
1125
0.0
A
3286
D
Common Stock
2020-06-01
4
F
0
389
42.67
D
2897
D
Restricted Stock Unit
0.0
2020-06-01
4
M
0
1500
0.0
D
2018-06-01
2024-08-01
Common Stock
1500
1500
D
Restricted Stock Unit
0.0
2020-06-01
4
M
0
1150
0.0
D
2019-06-01
2025-06-01
Common Stock
1150
2300
D
Restricted Stock Unit
0.0
2020-06-01
4
M
0
1125
0.0
D
2020-06-01
2026-06-01
Common Stock
1125
3375
D
Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.
Restricted stock units convert into common stock on a one-for-one basis.
On June 1, 2017, the reporting person was granted 6,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
On June 1, 2018, the reporting person was granted 4,600 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
On June 3, 2019, the reporting person was granted 4,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.
By: Roberta S Cohen Attorney-in-Fact For: Scott R Allen
2020-06-03