0001614094-20-000016.txt : 20200519 0001614094-20-000016.hdr.sgml : 20200519 20200519164256 ACCESSION NUMBER: 0001614094-20-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191129 FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PASEK RONALD J CENTRAL INDEX KEY: 0001479217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 20894268 MAIL ADDRESS: STREET 1: 101 INNOVATION DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-11-29 0 0001002047 NetApp, Inc. NTAP 0001479217 PASEK RONALD J 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 EVP Finance & Operations, CFO Common Stock 2019-11-29 4 J 0 69 50.0735 A 76271 D Common Stock 2020-05-16 4 M 0 16032 0.0 A 92303 D Common Stock 2020-05-16 4 F 0 5543 42.38 D 86760 D Restricted Stock Unit 0.0 2020-05-16 4 M 0 16032 0.0 D 2017-05-16 2023-05-16 Common Stock 16032 0 D Shares purchased under the NetApp 1999 Employee Stock Purchase plan on November 29, 2019. On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: Ronald J Pasek 2020-05-19