0001614094-19-000023.txt : 20190604
0001614094-19-000023.hdr.sgml : 20190604
20190604162418
ACCESSION NUMBER: 0001614094-19-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190531
FILED AS OF DATE: 20190604
DATE AS OF CHANGE: 20190604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAWCETT MATTHEW K
CENTRAL INDEX KEY: 0001447874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 19876918
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0426
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-05-31
0
0001002047
NetApp, Inc.
NTAP
0001447874
FAWCETT MATTHEW K
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
0
1
0
0
SVP, GC & Secretary
Common Stock
2019-05-31
4
J
0
357
50.32
A
76722
D
Common Stock
2019-06-01
4
M
0
4850
0.0
A
81572
D
Common Stock
2019-06-01
4
F
0
2404
59.2
D
79168
D
Common Stock
2019-06-01
4
M
0
2850
0.0
A
82018
D
Common Stock
2019-06-01
4
F
0
1413
59.2
D
80605
D
Common Stock
2019-06-01
4
M
0
6500
0.0
A
87105
D
Common Stock
2019-06-01
4
F
0
3222
59.2
D
83883
D
Common Stock
2019-06-01
4
M
0
5000
0.0
A
88883
D
Common Stock
2019-06-01
4
F
0
2479
59.2
D
86404
D
Common Stock
2019-06-01
4
M
0
3000
0.0
A
89404
D
Common Stock
2019-06-01
4
F
0
1487
59.2
D
87917
D
Common Stock
2019-06-03
4
S
0
11195
58.7633
D
76722
D
Restricted Stock Unit
0.0
2019-06-01
4
M
0
4850
0.0
D
2016-06-01
2022-06-23
Common Stock
4850
2850
D
Restricted Stock Unit
0.0
2019-06-01
4
M
0
2850
0.0
D
2016-06-01
2022-06-23
Common Stock
2850
0
D
Restricted Stock Unit
0.0
2019-06-01
4
M
0
6500
0.0
D
2017-06-01
2023-06-01
Common Stock
6500
6500
D
Restricted Stock Unit
0.0
2019-06-01
4
M
0
5000
0.0
D
2018-06-01
2024-06-01
Common Stock
5000
10000
D
Restricted Stock Unit
0.0
2019-06-01
4
M
0
3000
0.0
D
2019-06-01
2025-06-01
Common Stock
3000
9000
D
Restricted Stock Unit
0.0
2019-06-03
4
A
0
11500
0.0
A
2020-06-01
2026-06-03
Common Stock
11500
11500
D
Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019.
The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.
The price in Column 4 is a weighted average price. The prices actually received ranged from $58.42 to $59.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Restricted stock units convert into common stock on a one-for-one basis.
On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.
On June 1, 2016, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
On June 3, 2019, the reporting person was granted 11,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.
By: Roberta S Cohen Attorney-in-Fact For: Matthew K Fawcett
2019-06-04