0001614094-19-000016.txt : 20190520 0001614094-19-000016.hdr.sgml : 20190520 20190520164037 ACCESSION NUMBER: 0001614094-19-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181130 FILED AS OF DATE: 20190520 DATE AS OF CHANGE: 20190520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PASEK RONALD J CENTRAL INDEX KEY: 0001479217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 19839324 MAIL ADDRESS: STREET 1: 101 INNOVATION DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0426 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-11-30 0 0001002047 NetApp, Inc. NTAP 0001479217 PASEK RONALD J 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 EVP Finance & Operations, CFO Common Stock 2018-11-30 4 J 0 110 56.8395 A 60845 D Common Stock 2019-05-16 4 M 0 16032 0.0 A 76877 D Common Stock 2019-05-16 4 F 0 5796 69.69 D 71081 D Common Stock 2019-05-16 4 A 0 54054 0.0 A 125135 D Common Stock 2019-05-16 4 F 0 26814 69.69 D 98321 D Common Stock 2019-05-16 4 A 0 47966 0.0 A 146287 D Common Stock 2019-05-16 4 F 0 23781 69.69 D 122506 D Restricted Stock Unit 0.0 2019-05-16 4 M 0 16032 69.69 D 2017-05-16 2023-05-16 Common Stock 16032 16032 D Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018. Restricted stock units convert into stock on a one-for-one basis. Represents the settlement of performance share unites originally granted on June 1, 2017. Performance stock units convert into stock on a one-for-one basis. Represents the settlement of performance share units originally granted on June 1, 2016. On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date. By: Roberta S. Cohen Attorney-in-Fact For: Ronald James Pasek 2019-05-20