0001614094-19-000016.txt : 20190520
0001614094-19-000016.hdr.sgml : 20190520
20190520164037
ACCESSION NUMBER: 0001614094-19-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181130
FILED AS OF DATE: 20190520
DATE AS OF CHANGE: 20190520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PASEK RONALD J
CENTRAL INDEX KEY: 0001479217
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 19839324
MAIL ADDRESS:
STREET 1: 101 INNOVATION DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0426
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-11-30
0
0001002047
NetApp, Inc.
NTAP
0001479217
PASEK RONALD J
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
0
1
0
0
EVP Finance & Operations, CFO
Common Stock
2018-11-30
4
J
0
110
56.8395
A
60845
D
Common Stock
2019-05-16
4
M
0
16032
0.0
A
76877
D
Common Stock
2019-05-16
4
F
0
5796
69.69
D
71081
D
Common Stock
2019-05-16
4
A
0
54054
0.0
A
125135
D
Common Stock
2019-05-16
4
F
0
26814
69.69
D
98321
D
Common Stock
2019-05-16
4
A
0
47966
0.0
A
146287
D
Common Stock
2019-05-16
4
F
0
23781
69.69
D
122506
D
Restricted Stock Unit
0.0
2019-05-16
4
M
0
16032
69.69
D
2017-05-16
2023-05-16
Common Stock
16032
16032
D
Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018.
Restricted stock units convert into stock on a one-for-one basis.
Represents the settlement of performance share unites originally granted on June 1, 2017.
Performance stock units convert into stock on a one-for-one basis.
Represents the settlement of performance share units originally granted on June 1, 2016.
On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date.
By: Roberta S. Cohen Attorney-in-Fact For: Ronald James Pasek
2019-05-20