0001614094-18-000091.txt : 20180905
0001614094-18-000091.hdr.sgml : 20180905
20180905165655
ACCESSION NUMBER: 0001614094-18-000091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180904
FILED AS OF DATE: 20180905
DATE AS OF CHANGE: 20180905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kurian George
CENTRAL INDEX KEY: 0001586813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 181055727
MAIL ADDRESS:
STREET 1: C/O NETAPP
STREET 2: 495 E. JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0426
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-09-04
0
0001002047
NetApp, Inc.
NTAP
0001586813
Kurian George
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
1
1
0
0
CEO
Common Stock
2018-09-04
4
M
0
6000
40.7
A
70147
D
Common Stock
2018-09-04
4
S
0
6000
86.6063
D
64147
D
Non-Qualified Stock Option (right to buy)
40.7
2018-09-04
4
M
0
6000
86.6063
D
2014-09-20
2020-10-14
Common Stock
6000
12000
D
The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.
The price in Column 4 is a weighted average price. The prices actually received ranged from $86.20 to $86.81. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
On October 15, 2013, the reporting person was granted 36,000 stock options of which 25% vested on September 20,2014. The balance of the shares vested monthly in equal installments over the next 36 months following September 20,2014, subject to continued service on each applicable vesting date.
By: Roberta S Cohen Attorney-in-Fact For: George Kurian
2018-09-05