0001614094-18-000073.txt : 20180619
0001614094-18-000073.hdr.sgml : 20180619
20180619161940
ACCESSION NUMBER: 0001614094-18-000073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180615
FILED AS OF DATE: 20180619
DATE AS OF CHANGE: 20180619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHARD HENRI P
CENTRAL INDEX KEY: 0001192011
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 18907361
MAIL ADDRESS:
STREET 1: FREESCALE SEMICONDUCTOR, INC.
STREET 2: 2680 ZANKER RD, SUITE 200
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER NAME:
FORMER CONFORMED NAME: RICHARD HENRI F
DATE OF NAME CHANGE: 20020924
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0427
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-15
0
0001002047
NetApp, Inc.
NTAP
0001192011
RICHARD HENRI P
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
0
1
0
0
EVP, Go To Market
Common Stock
2018-06-15
4
M
0
26607
0.0
A
90098
D
Common Stock
2018-06-15
4
F
0
13191
77.7
D
76907
D
Common Stock
2018-06-18
4
S
0
1063
77.5287
D
75844
D
Common Stock
2018-06-18
4
S
0
1462
78.1581
D
74382
D
Restricted Stock Unit
0.0
2018-06-15
4
M
0
26607
0.0
D
2017-06-15
2023-06-15
Common Stock
26607
0
D
The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017.
The price in Column 4 is a weighted average price. The prices actually received ranged from $76.93 to $77.84. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average price. The prices actually received ranged from $77.88 to $78.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Restricted stock units convert into common stock on a one-for-one basis.
On June 15, 2016, the reporting person was granted 53,213 restricted stock units, vesting in two equal annual installments beginning on June 15, 2017 and subject to continued service on each applicable vesting date.
By: Roberta S Cohen Attorney-in-Fact For: Henri Richard
2018-06-19