0001614094-18-000073.txt : 20180619 0001614094-18-000073.hdr.sgml : 20180619 20180619161940 ACCESSION NUMBER: 0001614094-18-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180615 FILED AS OF DATE: 20180619 DATE AS OF CHANGE: 20180619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARD HENRI P CENTRAL INDEX KEY: 0001192011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 18907361 MAIL ADDRESS: STREET 1: FREESCALE SEMICONDUCTOR, INC. STREET 2: 2680 ZANKER RD, SUITE 200 CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER NAME: FORMER CONFORMED NAME: RICHARD HENRI F DATE OF NAME CHANGE: 20020924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-06-15 0 0001002047 NetApp, Inc. NTAP 0001192011 RICHARD HENRI P 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 EVP, Go To Market Common Stock 2018-06-15 4 M 0 26607 0.0 A 90098 D Common Stock 2018-06-15 4 F 0 13191 77.7 D 76907 D Common Stock 2018-06-18 4 S 0 1063 77.5287 D 75844 D Common Stock 2018-06-18 4 S 0 1462 78.1581 D 74382 D Restricted Stock Unit 0.0 2018-06-15 4 M 0 26607 0.0 D 2017-06-15 2023-06-15 Common Stock 26607 0 D The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. The price in Column 4 is a weighted average price. The prices actually received ranged from $76.93 to $77.84. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $77.88 to $78.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Restricted stock units convert into common stock on a one-for-one basis. On June 15, 2016, the reporting person was granted 53,213 restricted stock units, vesting in two equal annual installments beginning on June 15, 2017 and subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: Henri Richard 2018-06-19