0001614094-18-000065.txt : 20180608 0001614094-18-000065.hdr.sgml : 20180608 20180608163846 ACCESSION NUMBER: 0001614094-18-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180606 FILED AS OF DATE: 20180608 DATE AS OF CHANGE: 20180608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELD GERALD CENTRAL INDEX KEY: 0001212064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 18889985 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-06-06 0 0001002047 NetApp, Inc. NTAP 0001212064 HELD GERALD 1395 CROSSMAN AVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2018-06-06 4 M 0 4000 37.62 A 11391 D Common Stock 2018-06-06 4 S 0 4000 73.9856 D 7391 D Non-Qualified Stock Option (right to buy) 37.62 2018-06-06 4 M 0 4000 73.9856 D 2012-08-31 2018-08-30 Common Stock 4000 4500 D The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. By: Roberta S. Cohen Attorney-in-Fact For: Gerald Held 2018-06-08