0001614094-18-000051.txt : 20180605 0001614094-18-000051.hdr.sgml : 20180605 20180605164052 ACCESSION NUMBER: 0001614094-18-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180531 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REICH JOEL D CENTRAL INDEX KEY: 0001648861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 18881668 MAIL ADDRESS: STREET 1: NETAPP STREET 2: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-05-31 0 0001002047 NetApp, Inc. NTAP 0001648861 REICH JOEL D 1395 CROSSMAN AVE SUNNYVALE CA 94089 0 1 0 0 Exec VP, Product Operations Common Stock 2018-05-31 4 J 0 603 21.3095 A 30492 D Common Stock 2018-06-01 4 M 0 3425 0.0 A 33917 D Common Stock 2018-06-01 4 F 0 1529 69.71 D 32388 D Common Stock 2018-06-01 4 M 0 2850 0.0 A 35238 D Common Stock 2018-06-01 4 F 0 1272 69.71 D 33966 D Common Stock 2018-06-01 4 M 0 9000 0.0 A 42966 D Common Stock 2018-06-01 4 F 0 4018 69.71 D 38948 D Common Stock 2018-06-01 4 M 0 7250 0.0 A 46198 D Common Stock 2018-06-01 4 F 0 3237 69.71 D 42961 D Common Stock 2018-06-03 4 M 0 3250 0.0 A 46211 D Common Stock 2018-06-03 4 F 0 1451 69.71 D 44760 D Restricted Stock Unit 0.0 2018-06-03 4 M 0 3250 0.0 D 2015-06-03 2021-06-02 Common Stock 3250 0 D Restricted Stock Unit 0.0 2018-06-01 4 M 0 2850 0.0 D 2016-06-01 2022-06-22 Common Stock 2850 2850 D Restricted Stock Unit 0.0 2018-06-01 4 M 0 3425 0.0 D 2016-06-01 2022-06-23 Common Stock 3425 3425 D Restricted Stock Unit 0.0 2018-06-01 4 M 0 9000 0.0 D 2017-06-01 2023-06-01 Common Stock 9000 18000 D Restricted Stock Unit 0.0 2018-06-01 4 M 0 7250 0.0 D 2018-06-01 2024-06-01 Common Stock 7250 21750 D Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018. Restricted stock units convert into common stock on a one-for-one basis. On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date. On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. On June 1, 2017, the reporting person was granted 29,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. By: Roberta S. Cohen Attorney-in-Fact For: Joel D. Reich 2018-06-05