0001614094-18-000049.txt : 20180605
0001614094-18-000049.hdr.sgml : 20180605
20180605164024
ACCESSION NUMBER: 0001614094-18-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180601
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kurian George
CENTRAL INDEX KEY: 0001586813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 18881664
MAIL ADDRESS:
STREET 1: C/O NETAPP
STREET 2: 495 E. JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0427
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-01
0
0001002047
NetApp, Inc.
NTAP
0001586813
Kurian George
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
1
1
0
0
CEO
Common Stock
2018-06-01
4
S
0
6000
68.3573
D
143636
D
Common Stock
2018-06-01
4
M
0
10725
0.0
A
154361
D
Common Stock
2018-06-01
4
F
0
5317
69.71
D
149044
D
Common Stock
2018-06-01
4
M
0
10725
0.0
A
159769
D
Common Stock
2018-06-01
4
F
0
5317
69.71
D
154452
D
Common Stock
2018-06-01
4
M
0
14575
0.0
A
169027
D
Common Stock
2018-06-01
4
F
0
7226
69.71
D
161801
D
Common Stock
2018-06-01
4
M
0
14250
0.0
A
176051
D
Common Stock
2018-06-01
4
F
0
7065
69.71
D
168986
D
Common Stock
2018-06-03
4
M
0
13275
0.0
A
182261
D
Common Stock
2018-06-03
4
F
0
6581
69.71
D
175680
D
Non-Qualified Stock Option (right to buy)
40.7
2018-06-01
4
M
0
6000
68.3573
D
2014-09-20
2020-10-14
Common Stock
6000
30000
D
Restricted Stock Unit
0.0
2018-06-01
4
M
0
10725
0.0
D
2016-06-01
2022-08-03
Common Stock
10725
32175
D
Restricted Stock Unit
0.0
2018-06-01
4
M
0
10725
0.0
D
2016-06-01
2022-08-03
Common Stock
10725
21450
D
Restricted Stock Unit
0.0
2018-06-01
4
M
0
14575
0.0
D
2017-06-01
2023-06-01
Common Stock
14575
29150
D
Restricted Stock Unit
0.0
2018-06-01
4
M
0
14250
0.0
D
2018-06-01
2024-06-01
Common Stock
14250
42750
D
Restricted Stock Unit
0.0
2018-06-03
4
M
0
13275
0.0
D
2015-06-03
Common Stock
13275
0
D
The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.
The price in Column 4 is a weighted average price. The prices actually received ranged from $68.00 to $68.78. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
On October 15, 2013, the reporting person was granted 36,000 stock options of which 25% vested on September 20,2014. The balance of the shares vested monthly in equal installments over the next 36 months following September 20,2014, subject to continued service on each applicable vesting date.
Restricted stock units convert into common stock on a one-for-one basis.
On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.
On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
On June 3, 2014, the reporting person was granted 53,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
By: Roberta S. Cohen Attorney-in-Fact For: George Kurian
2018-06-05