0001614094-17-000131.txt : 20171211
0001614094-17-000131.hdr.sgml : 20171211
20171211161937
ACCESSION NUMBER: 0001614094-17-000131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171130
FILED AS OF DATE: 20171211
DATE AS OF CHANGE: 20171211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REICH JOEL D
CENTRAL INDEX KEY: 0001648861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 171249692
MAIL ADDRESS:
STREET 1: NETAPP
STREET 2: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0427
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-11-30
0
0001002047
NetApp, Inc.
NTAP
0001648861
REICH JOEL D
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
0
1
0
0
Exec VP, Product Operations
Common Stock
2017-11-30
4
J
0
441
21.3095
A
441
D
Common Stock
2017-12-07
4
M
0
7500
37.64
A
7941
D
Common Stock
2017-12-07
4
M
0
7500
36.59
A
15441
D
Common Stock
2017-12-07
4
S
0
15000
56.994
D
441
D
Non-Qualified Stock Option (right to buy)
36.59
2017-12-07
4
M
0
7500
56.994
D
2014-07-03
2021-06-02
Common Stock
7500
7200
D
Non-Qualified Stock Option (right to buy)
37.64
2017-12-07
4
M
0
7500
56.994
D
2013-07-03
2020-06-02
Common Stock
7500
6900
D
Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017.
The price in Column 4 is a weighted average price. The prices actually received ranged from $56.97 to $57.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.
By: Roberta S Cohen Attorney-in-Fact For: Joel R Reich
2017-12-11