0001614094-17-000124.txt : 20171120
0001614094-17-000124.hdr.sgml : 20171120
20171120163039
ACCESSION NUMBER: 0001614094-17-000124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171116
FILED AS OF DATE: 20171120
DATE AS OF CHANGE: 20171120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALLACE RICHARD P
CENTRAL INDEX KEY: 0001196898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 171214107
MAIL ADDRESS:
STREET 1: KLA TENCOR
STREET 2: 160 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0427
BUSINESS ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 1395 CROSSMAN AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-11-16
0
0001002047
NetApp, Inc.
NTAP
0001196898
WALLACE RICHARD P
1395 CROSSMAN AVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2017-11-16
4
M
0
27500
46.77
A
34632
D
Common Stock
2017-11-16
4
S
0
27500
51.41
D
7132
D
Common Stock
2017-11-16
4
M
0
22831
43.77
A
29963
D
Common Stock
2017-11-16
4
S
0
22831
53.77
D
7132
D
Non-Qualified Stock Option (right to buy)
43.77
2017-11-16
4
M
0
22831
53.77
D
2020-09-12
Common Stock
22831
0
D
Non-Qualified Stock Option (right to buy)
46.77
2017-11-16
4
M
0
27500
51.41
D
2018-03-15
Common Stock
27500
0
D
The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
Option vests with respect to 12,500 of the option shares on the first anniversary of the grant date and the balance in a series of equal annual installments over the next 3 years of service thereafter.
By: Roberta S Cohen Attorney-in-Fact For: Richard P Wallace
2017-11-20