0001614094-17-000124.txt : 20171120 0001614094-17-000124.hdr.sgml : 20171120 20171120163039 ACCESSION NUMBER: 0001614094-17-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171116 FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALLACE RICHARD P CENTRAL INDEX KEY: 0001196898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 171214107 MAIL ADDRESS: STREET 1: KLA TENCOR STREET 2: 160 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-11-16 0 0001002047 NetApp, Inc. NTAP 0001196898 WALLACE RICHARD P 1395 CROSSMAN AVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2017-11-16 4 M 0 27500 46.77 A 34632 D Common Stock 2017-11-16 4 S 0 27500 51.41 D 7132 D Common Stock 2017-11-16 4 M 0 22831 43.77 A 29963 D Common Stock 2017-11-16 4 S 0 22831 53.77 D 7132 D Non-Qualified Stock Option (right to buy) 43.77 2017-11-16 4 M 0 22831 53.77 D 2020-09-12 Common Stock 22831 0 D Non-Qualified Stock Option (right to buy) 46.77 2017-11-16 4 M 0 27500 51.41 D 2018-03-15 Common Stock 27500 0 D The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Option vests with respect to 12,500 of the option shares on the first anniversary of the grant date and the balance in a series of equal annual installments over the next 3 years of service thereafter. By: Roberta S Cohen Attorney-in-Fact For: Richard P Wallace 2017-11-20