0001614094-17-000108.txt : 20171113 0001614094-17-000108.hdr.sgml : 20171113 20171113163234 ACCESSION NUMBER: 0001614094-17-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171109 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAWCETT MATTHEW K CENTRAL INDEX KEY: 0001447874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 171196396 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 1395 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-11-09 0 0001002047 NetApp, Inc. NTAP 0001447874 FAWCETT MATTHEW K 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 SVP, GC & Secretary Common Stock 2017-11-09 4 M 0 29845 36.59 A 31962 D Common Stock 2017-11-09 4 S 0 29845 46.6 D 2117 D Non-Qualified Stock Option (right to buy) 36.59 2017-11-09 4 M 0 29845 46.6 D 2021-06-02 Common Stock 29845 25255 D The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. By: Roberta S Cohen Attorney-in-Fact For: Matthew K Fawcett 2017-11-13