0001614094-17-000088.txt : 20170915 0001614094-17-000088.hdr.sgml : 20170915 20170915164255 ACCESSION NUMBER: 0001614094-17-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170913 FILED AS OF DATE: 20170915 DATE AS OF CHANGE: 20170915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALL ROBERT T CENTRAL INDEX KEY: 0001197642 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 171088369 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: X1 ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-09-13 1 0001002047 NetApp, Inc. NTAP 0001197642 WALL ROBERT T 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2017-09-13 4 M 0 2856 0.0 A 38904 D Common Stock 2017-09-13 4 M 0 7132 0.0 A 46036 D Restricted Stock Unit 0.0 2017-09-13 4 M 0 2856 0.0 D Common Stock 2856 7132 D Restricted Stock Unit 0.0 2017-09-13 4 M 0 7132 0.0 D Common Stock 7132 0 D Restricted stock units convert into common stock on a one-for-one basis. Includes 2,856 shares which due to an administrative error were incorrectly shown as received in September 2014. On September 13, 2013, Mr. Wall elected to defer the payout of such shares until within 30 days of the earlier of the date:(a) his service on the Board ceases for any reason or (b) on which a Change of Control occurs. On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. By: Roberta S Cohen Attorney-in-Fact For: Robert T. Wall 2017-09-15