0001614094-17-000083.txt : 20170915 0001614094-17-000083.hdr.sgml : 20170915 20170915164201 ACCESSION NUMBER: 0001614094-17-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170913 FILED AS OF DATE: 20170915 DATE AS OF CHANGE: 20170915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELD GERALD CENTRAL INDEX KEY: 0001212064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 171088359 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0427 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-09-13 0 0001002047 NetApp, Inc. NTAP 0001212064 HELD GERALD 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2017-09-13 4 M 0 7132 0.0 A 7391 D Restricted Stock Unit 0.0 2017-09-13 4 M 0 7132 0.0 D Common Stock 7132 32026 D Restricted Stock Unit 0.0 2017-09-14 4 A 0 6150 0.0 A Common Stock 6150 38176 D Restricted stock units convert into common stock on a one-for-one basis. On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. By: Roberta S Cohen Attorney-in-Fact For: Gerald Held 2017-09-15