0001614094-17-000049.txt : 20170605 0001614094-17-000049.hdr.sgml : 20170605 20170605163538 ACCESSION NUMBER: 0001614094-17-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARD HENRI P CENTRAL INDEX KEY: 0001192011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 17891657 MAIL ADDRESS: STREET 1: FREESCALE SEMICONDUCTOR, INC. STREET 2: 2680 ZANKER RD, SUITE 200 CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER NAME: FORMER CONFORMED NAME: RICHARD HENRI F DATE OF NAME CHANGE: 20020924 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-05-31 0 0001002047 NetApp, Inc. NTAP 0001192011 RICHARD HENRI P 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 EVP, WW Field& Customer OPS Common Stock 2017-05-31 4 J 0 997 21.3095 A 1994 D Common Stock 2017-06-01 4 M 0 15158 0.0 A 17152 D Common Stock 2017-06-01 4 F 0 5696 39.61 D 11456 D Restricted Stock Unit 0.0 2017-06-01 4 M 0 15158 0.0 D 2017-06-01 2023-06-01 Common Stock 15158 45472 D Restricted Stock Unit 0.0 2017-06-01 4 A 0 38000 0.0 A 2018-06-01 2024-06-01 Common Stock 38000 38000 D Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017. Includes 997 shares of the Issuer's common stock acquired on November 30, 2016 under the NetApp, Inc. Employee Stock Purchase Plan. Restricted stock units convert into common stock on a one-for-one basis. On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. By: Roberta S. Cohen Attorney-in-Fact For: Henri Richard 2017-06-05