0001614094-17-000049.txt : 20170605
0001614094-17-000049.hdr.sgml : 20170605
20170605163538
ACCESSION NUMBER: 0001614094-17-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170605
DATE AS OF CHANGE: 20170605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0428
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHARD HENRI P
CENTRAL INDEX KEY: 0001192011
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 17891657
MAIL ADDRESS:
STREET 1: FREESCALE SEMICONDUCTOR, INC.
STREET 2: 2680 ZANKER RD, SUITE 200
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER NAME:
FORMER CONFORMED NAME: RICHARD HENRI F
DATE OF NAME CHANGE: 20020924
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-05-31
0
0001002047
NetApp, Inc.
NTAP
0001192011
RICHARD HENRI P
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
0
1
0
0
EVP, WW Field& Customer OPS
Common Stock
2017-05-31
4
J
0
997
21.3095
A
1994
D
Common Stock
2017-06-01
4
M
0
15158
0.0
A
17152
D
Common Stock
2017-06-01
4
F
0
5696
39.61
D
11456
D
Restricted Stock Unit
0.0
2017-06-01
4
M
0
15158
0.0
D
2017-06-01
2023-06-01
Common Stock
15158
45472
D
Restricted Stock Unit
0.0
2017-06-01
4
A
0
38000
0.0
A
2018-06-01
2024-06-01
Common Stock
38000
38000
D
Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017.
Includes 997 shares of the Issuer's common stock acquired on November 30, 2016 under the NetApp, Inc. Employee Stock Purchase Plan.
Restricted stock units convert into common stock on a one-for-one basis.
On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
By: Roberta S. Cohen Attorney-in-Fact For: Henri Richard
2017-06-05