0001614094-17-000037.txt : 20170601 0001614094-17-000037.hdr.sgml : 20170601 20170601162036 ACCESSION NUMBER: 0001614094-17-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170530 FILED AS OF DATE: 20170601 DATE AS OF CHANGE: 20170601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN JEFFRY R CENTRAL INDEX KEY: 0001197639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 17884963 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-05-30 0 0001002047 NetApp, Inc. NTAP 0001197639 ALLEN JEFFRY R 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2017-05-30 4 M 0 8500 34.52 A 8500 D Common Stock 2017-05-30 4 M 0 11500 37.62 A 20000 D Common Stock 2017-05-30 4 S 0 20000 40.4567 D 0 D Common Stock 14566 I by Trust Non-Qualified Stock Option (right to buy) 34.52 2017-05-30 4 M 0 8500 40.4567 D 2019-08-30 Common Stock 8500 0 D Non-Qualified Stock Option (right to buy) 37.62 2017-05-30 4 M 0 11500 40.4567 D 2018-08-30 Common Stock 11500 0 D The price in Column 4 is a weighted average price. The prices actually received ranged from $40.37 to $40.555. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002 The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. By: Roberta S. Cohen Attorney-in-Fact For: Jeffry R. Allen 2017-06-01