0001614094-17-000037.txt : 20170601
0001614094-17-000037.hdr.sgml : 20170601
20170601162036
ACCESSION NUMBER: 0001614094-17-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170530
FILED AS OF DATE: 20170601
DATE AS OF CHANGE: 20170601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0428
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALLEN JEFFRY R
CENTRAL INDEX KEY: 0001197639
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 17884963
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-05-30
0
0001002047
NetApp, Inc.
NTAP
0001197639
ALLEN JEFFRY R
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2017-05-30
4
M
0
8500
34.52
A
8500
D
Common Stock
2017-05-30
4
M
0
11500
37.62
A
20000
D
Common Stock
2017-05-30
4
S
0
20000
40.4567
D
0
D
Common Stock
14566
I
by Trust
Non-Qualified Stock Option (right to buy)
34.52
2017-05-30
4
M
0
8500
40.4567
D
2019-08-30
Common Stock
8500
0
D
Non-Qualified Stock Option (right to buy)
37.62
2017-05-30
4
M
0
11500
40.4567
D
2018-08-30
Common Stock
11500
0
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $40.37 to $40.555. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002
The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
By: Roberta S. Cohen Attorney-in-Fact For: Jeffry R. Allen
2017-06-01