0001614094-17-000015.txt : 20170309 0001614094-17-000015.hdr.sgml : 20170309 20170309163439 ACCESSION NUMBER: 0001614094-17-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170307 FILED AS OF DATE: 20170309 DATE AS OF CHANGE: 20170309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEVENS THOMAS MICHAEL CENTRAL INDEX KEY: 0001251445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 17678942 MAIL ADDRESS: STREET 1: C/O BORLAND SOFTWARE CORPORATION STREET 2: 20450 STEVENS CREEK BLVD, SUITE 800 CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-03-07 0 0001002047 NetApp, Inc. NTAP 0001251445 NEVENS THOMAS MICHAEL 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2017-03-07 4 M 0 20000 40.38 A 20000 D Common Stock 2017-03-07 4 S 0 20000 42.3915 D 0 D Common Stock 13838 I by Trust Non-Qualified Stock Option (right to buy) 40.38 2017-03-07 4 M 0 20000 42.3915 D 2017-08-30 Common Stock 20000 0 D Shares held by the Nevens Family 1997 Trust. The price in Column 4 is a weighted average price. The prices actually received ranged from $42.35 to $42.48. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Shares held in trust by T. Michael Nevens and Yvonne Nevens, as Trustees of the Nevens Family 1997 Trust UAD 8/16/1997. Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. By: Roberta S Cohen Attorney-in-Fact For: T. Michael Nevens 2017-03-09