0001614094-17-000015.txt : 20170309
0001614094-17-000015.hdr.sgml : 20170309
20170309163439
ACCESSION NUMBER: 0001614094-17-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170307
FILED AS OF DATE: 20170309
DATE AS OF CHANGE: 20170309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0428
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEVENS THOMAS MICHAEL
CENTRAL INDEX KEY: 0001251445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 17678942
MAIL ADDRESS:
STREET 1: C/O BORLAND SOFTWARE CORPORATION
STREET 2: 20450 STEVENS CREEK BLVD, SUITE 800
CITY: CUPERTINO
STATE: CA
ZIP: 95014
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-03-07
0
0001002047
NetApp, Inc.
NTAP
0001251445
NEVENS THOMAS MICHAEL
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2017-03-07
4
M
0
20000
40.38
A
20000
D
Common Stock
2017-03-07
4
S
0
20000
42.3915
D
0
D
Common Stock
13838
I
by Trust
Non-Qualified Stock Option (right to buy)
40.38
2017-03-07
4
M
0
20000
42.3915
D
2017-08-30
Common Stock
20000
0
D
Shares held by the Nevens Family 1997 Trust.
The price in Column 4 is a weighted average price. The prices actually received ranged from $42.35 to $42.48. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Shares held in trust by T. Michael Nevens and Yvonne Nevens, as Trustees of the Nevens Family 1997 Trust UAD 8/16/1997.
Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
By: Roberta S Cohen Attorney-in-Fact For: T. Michael Nevens
2017-03-09