0001614094-17-000008.txt : 20170213 0001614094-17-000008.hdr.sgml : 20170213 20170213161052 ACCESSION NUMBER: 0001614094-17-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAWCETT MATTHEW K CENTRAL INDEX KEY: 0001447874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 17599181 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-11-30 0 0001002047 NetApp, Inc. NTAP 0001447874 FAWCETT MATTHEW K 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 SVP, GC & Secretary Common Stock 2016-11-30 4 J 0 456 21.3095 A 1648 D Common Stock 2017-02-09 4 M 0 25000 29.44 A 26648 D Common Stock 2017-02-09 4 S 0 25000 39.45 D 1648 D Non-Qualified Stock Option (right to buy) 29.44 2017-02-09 4 M 0 25000 39.45 D 2019-05-31 Common Stock 25000 0 D Shares purchased under the NetApp 1999 Employee Stock Purchase Plan. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. By: Roberta S Cohen Attorney-in-Fact For: Matthew K Fawcett 2017-02-13