0001614094-16-000191.txt : 20161209
0001614094-16-000191.hdr.sgml : 20161209
20161209170456
ACCESSION NUMBER: 0001614094-16-000191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161207
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0428
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELD GERALD
CENTRAL INDEX KEY: 0001212064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 162044689
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-07
0
0001002047
NetApp, Inc.
NTAP
0001212064
HELD GERALD
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2016-12-07
4
M
0
5000
33.83
A
5259
D
Common Stock
2016-12-07
4
S
0
400
36.12
D
4859
D
Common Stock
2016-12-07
4
S
0
4600
36.11
D
259
D
Common Stock
2016-12-08
4
M
0
5000
33.83
A
5259
D
Common Stock
2016-12-08
4
S
0
5000
36.5
D
259
D
Common Stock
2016-12-08
4
M
0
10000
33.83
A
10259
D
Common Stock
2016-12-08
4
S
0
10000
36.6044
D
259
D
Non-Qualified Stock Option (right to buy)
33.83
2016-12-07
4
M
0
5000
36.1108
D
2016-12-16
Common Stock
5000
22500
D
Non-Qualified Stock Option (right to buy)
33.83
2016-12-08
4
M
0
5000
36.5
D
2016-12-16
Common Stock
5000
17500
D
Non-Qualified Stock Option (right to buy)
33.83
2016-12-08
4
M
0
10000
36.6044
D
2016-12-16
Common Stock
10000
7500
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $36.60 to $36.64. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The option shares are immediately exercisable as of the grant date and shall initially be unvested and subject to repurchase by the corporation at the exercise price per share. The reporting person shall acquire a vested interest in the option shares, and the corporation's repurchase right shall accordingly lapse, with respect to 12,500 shares upon the completion of one year of service as a member of the corporation's Board of Directors measured from the grant date; and the balance of the shares in a series of three successive equal annual installments upon the completion of each year of Board service over the three-year period measured from the first anniversay of the grant date.
By: Roberta S. Cohen Attorney-in-Fact For: Gerald Held
2016-12-09