0001614094-16-000182.txt : 20161018 0001614094-16-000182.hdr.sgml : 20161018 20161018163341 ACCESSION NUMBER: 0001614094-16-000182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161015 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kurian George CENTRAL INDEX KEY: 0001586813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 161941156 MAIL ADDRESS: STREET 1: C/O NETAPP STREET 2: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-10-15 0 0001002047 NetApp, Inc. NTAP 0001586813 Kurian George 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 1 0 0 CEO Common Stock 2016-10-15 4 M 0 5000.0 0.0 A 45570 D Common Stock 2016-10-15 4 F 0 2609.0 33.53 D 42961 D Common Stock 2016-10-15 4 M 0 3000.0 0.0 A 45961 D Common Stock 2016-10-15 4 F 0 1565.0 33.53 D 44396 D Restricted Stock Unit 0.0 2016-10-15 4 M 0 5000.0 0.0 D 2019-10-15 Common Stock 5000 0 D Restricted Stock Unit 0.0 2016-10-15 4 M 0 3000.0 0.0 D 2020-10-15 Common Stock 3000 3000 D Restricted stock units convert into common stock on a one-for-one basis. On October 15, 2012, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date. On October 15, 2013, the reporting person was granted 9,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date. By: Roberta S. Cohen Attorney-in-Fact For: George Kurian 2016-10-18