0001614094-16-000173.txt : 20160916 0001614094-16-000173.hdr.sgml : 20160916 20160916164701 ACCESSION NUMBER: 0001614094-16-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160915 FILED AS OF DATE: 20160916 DATE AS OF CHANGE: 20160916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0428 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAHEEN GEORGE T CENTRAL INDEX KEY: 0001242465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 161889866 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-09-15 0 0001002047 NetApp, Inc. NTAP 0001242465 SHAHEEN GEORGE T 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Restricted Stock Unit 0.0 2016-09-15 4 A 0 7132.0 0.0 A Common Stock 7132 23826 D Restricted stock units convert into common stock on a one-for-one basis. On September 15, 2016, the reporting person was granted 7,132 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: January 19, 2017, the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. By: Roberta S. Cohen Attorney-in-Fact For: George T. Shaheen 2016-09-16