0001614094-16-000125.txt : 20160603 0001614094-16-000125.hdr.sgml : 20160603 20160603201338 ACCESSION NUMBER: 0001614094-16-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160531 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REICH JOEL D CENTRAL INDEX KEY: 0001648861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 161697276 MAIL ADDRESS: STREET 1: NETAPP STREET 2: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-05-31 0 0001002047 NetApp, Inc. NTAP 0001648861 REICH JOEL D 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Exec VP, Product Operations Common Stock 2016-05-31 4 J 0 489.0 21.7005 A 2196 D Common Stock 2016-06-01 4 M 0 1200.0 0.0 A 3396 D Common Stock 2016-06-01 4 F 0 391.0 25.07 D 3005 D Common Stock 2016-06-01 4 M 0 3425.0 0.0 A 6430 D Common Stock 2016-06-01 4 F 0 1118.0 25.07 D 5312 D Common Stock 2016-06-01 4 M 0 2850.0 0.0 A 8162 D Common Stock 2016-06-01 4 F 0 930.0 25.07 D 7232 D Restricted Stock Unit 0.0 2016-06-01 4 M 0 1200.0 0.0 D 2013-06-01 2019-06-01 Common Stock 1200 0 D Restricted Stock Unit 0.0 2016-06-01 4 M 0 2850.0 0.0 D 2016-06-01 2022-06-22 Common Stock 2850 8550 D Restricted Stock Unit 0.0 2016-06-01 4 M 0 3425.0 0.0 D 2016-06-01 2022-06-23 Common Stock 3425 10275 D Restricted Stock Unit 0.0 2016-06-01 4 A 0 36000.0 0.0 A 2017-06-01 2023-06-01 Common Stock 36000 36000 D Shares purchased under the NetApp 1999 Employee Stock Purchase Plan. Restricted stock units convert into common stock on a one-for-one basis. On June 1, 2012, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 1, 2013 and subject to continued service on each applicable vesting date. On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: Joel D Reich 2016-06-03