0001614094-16-000125.txt : 20160603
0001614094-16-000125.hdr.sgml : 20160603
20160603201338
ACCESSION NUMBER: 0001614094-16-000125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160531
FILED AS OF DATE: 20160603
DATE AS OF CHANGE: 20160603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0429
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REICH JOEL D
CENTRAL INDEX KEY: 0001648861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 161697276
MAIL ADDRESS:
STREET 1: NETAPP
STREET 2: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-05-31
0
0001002047
NetApp, Inc.
NTAP
0001648861
REICH JOEL D
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
0
1
0
0
Exec VP, Product Operations
Common Stock
2016-05-31
4
J
0
489.0
21.7005
A
2196
D
Common Stock
2016-06-01
4
M
0
1200.0
0.0
A
3396
D
Common Stock
2016-06-01
4
F
0
391.0
25.07
D
3005
D
Common Stock
2016-06-01
4
M
0
3425.0
0.0
A
6430
D
Common Stock
2016-06-01
4
F
0
1118.0
25.07
D
5312
D
Common Stock
2016-06-01
4
M
0
2850.0
0.0
A
8162
D
Common Stock
2016-06-01
4
F
0
930.0
25.07
D
7232
D
Restricted Stock Unit
0.0
2016-06-01
4
M
0
1200.0
0.0
D
2013-06-01
2019-06-01
Common Stock
1200
0
D
Restricted Stock Unit
0.0
2016-06-01
4
M
0
2850.0
0.0
D
2016-06-01
2022-06-22
Common Stock
2850
8550
D
Restricted Stock Unit
0.0
2016-06-01
4
M
0
3425.0
0.0
D
2016-06-01
2022-06-23
Common Stock
3425
10275
D
Restricted Stock Unit
0.0
2016-06-01
4
A
0
36000.0
0.0
A
2017-06-01
2023-06-01
Common Stock
36000
36000
D
Shares purchased under the NetApp 1999 Employee Stock Purchase Plan.
Restricted stock units convert into common stock on a one-for-one basis.
On June 1, 2012, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 1, 2013 and subject to continued service on each applicable vesting date.
On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
By: Roberta S Cohen Attorney-in-Fact For: Joel D Reich
2016-06-03