0001614094-16-000123.txt : 20160603 0001614094-16-000123.hdr.sgml : 20160603 20160603201313 ACCESSION NUMBER: 0001614094-16-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kurian George CENTRAL INDEX KEY: 0001586813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 161697274 MAIL ADDRESS: STREET 1: C/O NETAPP STREET 2: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-06-01 0 0001002047 NetApp, Inc. NTAP 0001586813 Kurian George 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 1 0 0 CEO and President Common Stock 2016-06-01 4 M 0 2700.0 0.0 A 36984 D Common Stock 2016-06-01 4 F 0 1014.0 25.07 D 35970 D Common Stock 2016-06-01 4 M 0 10725.0 0.0 A 46695 D Common Stock 2016-06-01 4 F 0 4030.0 25.07 D 42665 D Common Stock 2016-06-01 4 M 0 10725.0 0.0 A 53390 D Common Stock 2016-06-01 4 F 0 4030.0 25.07 D 49360 D Restricted Stock Unit 0.0 2016-06-01 4 M 0 2700.0 0.0 D 2013-06-01 2019-06-01 Common Stock 2700 0 D Restricted Stock Unit 0.0 2016-06-01 4 M 0 10725.0 0.0 D 2016-06-01 2022-08-03 Common Stock 10725 75075 D Restricted Stock Unit 0.0 2016-06-01 4 M 0 10725.0 0.0 D 2016-06-01 2022-08-03 Common Stock 10725 64350 D Restricted Stock Unit 0.0 2016-06-01 4 A 0 58300.0 0.0 A 2017-06-01 2023-06-01 Common Stock 58300 58300 D Restricted stock units convert into common stock on a one-for-one basis. On June 1, 2012, the reporting person was granted 10,800 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date. On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date. On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. By: Roberta S Cohen Attorney-in-Fact For: George Kurian 2016-06-03