0001614094-16-000089.txt : 20160114
0001614094-16-000089.hdr.sgml : 20160114
20160114162545
ACCESSION NUMBER: 0001614094-16-000089
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160114
DATE AS OF CHANGE: 20160114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0429
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bergmann Jeffrey K
CENTRAL INDEX KEY: 0001663586
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 161343185
MAIL ADDRESS:
STREET 1: NETAPP
STREET 2: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
3
1
edgardoc.xml
PRIMARY DOCUMENT
X0206
3
2016-01-04
0
0001002047
NetApp, Inc.
NTAP
0001663586
Bergmann Jeffrey K
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
0
1
0
0
Interim CFO
Common Stock
10377
D
Non-Qualified Stock Option (right to buy)
29.44
2012-07-01
2019-05-31
Common Stock
8000
D
Non-Qualified Stock Option (right to buy)
36.59
2014-07-03
2021-06-02
Common Stock
5470
D
Non-Qualified Stock Option (right to buy)
37.62
2010-07-01
2017-05-31
Common Stock
4688
D
Non-Qualified Stock Option (right to buy)
37.64
2013-07-03
2020-06-02
Common Stock
8100
D
Non-Qualified Stock Option (right to buy)
53.22
2011-07-01
2018-05-31
Common Stock
7400
D
Restricted Stock Unit
0.0
2013-02-15
2019-02-15
Common Stock
1250
D
Restricted Stock Unit
0.0
2013-06-01
2019-06-01
Common Stock
675
D
Restricted Stock Unit
0.0
2014-06-03
2020-06-03
Common Stock
1350
D
Restricted Stock Unit
0.0
2015-06-03
2021-06-03
Common Stock
3187
D
Restricted Stock Unit
0.0
2016-06-01
2022-06-23
Common Stock
6200
D
On June 1, 2012, the reporting person was granted 8,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2012, subject to continued service on each applicable vesting date.
On June 3, 2014, the reporting person was granted 5,470 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
On June 1, 2010, the reporting person was granted 5,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on June 1, 2010, subject to continued service on each applicable vesting date.
On June 3, 2013, the reporting person was granted 8,100 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.
On June 1, 2011, the reporting person was granted 7,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date.
On February 15, 2012, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2013 and subject to continued service on each applicable vesting date.
Restricted stock units convert into common stock on a one-for-one basis.
On June 1, 2012, the reporting person was granted 2,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2013 and subject to continued service on each applicable vesting date.
On June 3, 2013, the reporting person was granted 2,700 restricted stock units, vesting in four equal annual installments beginning on June 3, 2014 and subject to continued service on each applicable vesting date.
On June 3, 2014, the reporting person was granted 4,250 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date.
On June 23, 2015, the reporting person was granted 6,200 restricted stock units, vesting in two equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
By: Roberta S Cohen Attorney-in-Fact For: Jeffrey K. Bergmann
2016-01-14
EX-24
2
newone.txt
EDGAR SUPPORTING DOCUMENT
POWER OF ATTORNEY EXHIBIT 24
KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes
and appoints each of Matthew Fawcett, Elizabeth O'Callahan, Mark Valentine
and Roberta Cohen, or either of them signing singly, and with full power of
substitution, the undersigned's true and lawful attorney-in-fact to:
(1) prepare, execute in the undersigned's name and on the
undersigned's behalf, and submit to the Securities and Exchange Commission
("SEC") a Form ID, including amendments thereto, and any other documents
necessary or appropriate to obtain codes and passwords enabling the
undersigned to make electronic filings with the SEC of reports required
by Section 16(a) of the Securities Exchange Act of 1934 or any rule or
regulation of the SEC;
(2) execute for and on behalf of the undersigned, in the
undersigned's capacity as an officer, director and/or 10% stockholder of
NetApp, Inc. (the "Company"), any and all Form 3, 4 and 5 reports required
to be filed by the undersigned in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules thereunder;
(3) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and execute
any such Form 3, 4 and 5 report, complete and execute any amendment or
amendments thereto and timely file such report with the SEC and
any stock exchange or similar authority; and
(4) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-in-fact, may be
of benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned, pursuant to this
Power of Attorney, shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in such attorney-in-fact's
discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform each and every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise of
any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with
full power of substitution or revocation, hereby ratifying and confirming
all that such attorney-in-fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do or cause to be done by virtue of this Power
of Attorney and the rights and powers herein granted. The undersigned
acknowledges that no such attorney-in-fact, in serving in such capacity
at the request of the undersigned, is hereby assuming, nor is the Company
hereby assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney supersedes any other powers granted on a prior
date for the same purposes and specifically revokes the powers granted to
Haleh Carrillo in August 2012. This Power of Attorney shall remain in full
force and effect until the undersigned is no longer required to file Form
3, 4 and 5 reports with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier revoked by
the undersigned in a signed writing delivered to the foregoing attorneys
-in-fact; provided that this Power of Attorney shall be automatically revoked
with respect to an attorney-in-fact upon the termination of such attorney-in-
fact's employment with the Company.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 8TH day of JANUARY, 2016.
Signature: /s/ Jeffrey Bergmann
Print Name: JEFFREY BERGMANN