0001614094-16-000086.txt : 20160105 0001614094-16-000086.hdr.sgml : 20160105 20160105161916 ACCESSION NUMBER: 0001614094-16-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160101 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Braham Tor CENTRAL INDEX KEY: 0001586400 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 161322404 MAIL ADDRESS: STREET 1: C/O NETAPP STREET 2: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-01-01 0 0001002047 NetApp, Inc. NTAP 0001586400 Braham Tor 15941 OVERLOOK DRIVE LOS GATOS CA 95030 1 0 0 0 Common Stock 2016-01-01 4 M 0 5922.0 0.0 A 5922 D Restricted Stock Unit 0.0 2016-01-01 4 M 0 5922.0 0.0 D 2015-09-05 Common Stock 5922 13628 D Restricted stock units convert into common stock on a one-for-one basis. On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to continuous service on the Board through such date. The payout of such RSUs has been deferred and until within 30 days of the earliest of: (a) January 1, 2016, (b) the date his service on the Board ceases for any reason or (c) the date on which a Change of Control occurs. By: Roberta S. Cohen Attorney-in-Fact For: Tor Braham 2016-01-05