0001614094-15-000061.txt : 20150914 0001614094-15-000061.hdr.sgml : 20150914 20150914180309 ACCESSION NUMBER: 0001614094-15-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150910 FILED AS OF DATE: 20150914 DATE AS OF CHANGE: 20150914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EARHART ALAN L CENTRAL INDEX KEY: 0001246846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 151106393 MAIL ADDRESS: STREET 1: C/O QUANTUM CORPORATION STREET 2: 1650 TECHNOLOGY DRIVE, SUITE 800 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-09-10 0 0001002047 NetApp, Inc. NTAP 0001246846 EARHART ALAN L 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2015-09-10 4 M 0 5922.0 0.0 A 17777 D Restricted Stock Unit 0.0 2015-09-10 4 M 0 5922.0 0.0 D 2021-09-05 Common Stock 5922 0 D Restricted Stock Unit 0.0 2015-09-11 4 A 0 7916.0 0.0 A Common Stock 7916 7916 D Restricted stock units convert into common stock on a one-for-one basis. On September 5, 2014, the reporting person was granted 5,922 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. By: Roberta S. Cohen Attorney-in-Fact For: Alan L. Earhart 2015-09-14