0001614094-15-000049.txt : 20150706 0001614094-15-000049.hdr.sgml : 20150703 20150706163922 ACCESSION NUMBER: 0001614094-15-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150701 FILED AS OF DATE: 20150706 DATE AS OF CHANGE: 20150706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAHEEN GEORGE T CENTRAL INDEX KEY: 0001242465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 15973947 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-07-01 0 0001002047 NetApp, Inc. NTAP 0001242465 SHAHEEN GEORGE T 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2015-07-01 4 M 0 15000.0 23.73 A 17856 D Common Stock 2015-07-01 4 S 0 15000.0 31.78 D 2856 D Common Stock 2015-07-01 4 M 0 20000.0 25.08 A 22856 D Common Stock 2015-07-01 4 S 0 20000.0 31.78 D 2856 D Common Stock 4466 I by Trust Non-Qualified Stock Option (right to buy) 23.73 2015-07-01 4 M 0 15000.0 0.0 D 2015-08-30 Common Stock 15000 0 D Non-Qualified Stock Option (right to buy) 25.08 2015-07-01 4 M 0 20000.0 0.0 D 2015-09-01 Common Stock 20000 0 D Shares held in trust by George T. Shaheen and Darlene F. Shaheen, Trustees to the Shaheen Revocable Trust U/A DTD 12/15/88 The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. By: Roberta S. Cohen Attorney-in-Fact For: George T. Shaheen 2015-07-06