0001614094-15-000036.txt : 20150605
0001614094-15-000036.hdr.sgml : 20150605
20150605184620
ACCESSION NUMBER: 0001614094-15-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150603
FILED AS OF DATE: 20150605
DATE AS OF CHANGE: 20150605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0424
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEORGENS THOMAS
CENTRAL INDEX KEY: 0001222271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 15917066
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: X1
ZIP: 94089
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-06-03
1
0001002047
NetApp, Inc.
NTAP
0001222271
GEORGENS THOMAS
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
1
0
0
Former CEO
Common Stock
2015-06-03
4
M
0
17125.0
A
37620
D
Common Stock
2015-06-03
4
F
0
6728.0
33.245
D
30892
D
Common Stock
2015-06-03
4
M
0
31250.0
A
62142
D
Common Stock
2015-06-03
4
F
0
16306.0
33.245
D
45836
D
Common Stock
2015-06-05
4
S
0
34705.0
33.8052
D
11131
D
Common Stock
532
I
by Spouse
Restricted Stock Unit
0.0
2015-06-03
4
M
0
17125.0
0.0
D
Common Stock
17125
168000
D
Restricted Stock Unit
0.0
2015-06-03
4
M
0
31250.0
0.0
D
Common Stock
31250
136750
D
Restricted stock units convert into common stock on a one-for-one basis.
The price in Column 4 is a weighted average price. The prices actually received ranged from $33.73 to $33.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Mr. Georgens disclaims beneficial ownership of these shares.
Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.
On June 3, 2013, the reporting person was granted 68,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
On June 3, 2014, the reporting person was granted 125,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
By: Roberta S. Cohen Attorney-in-Fact For: Thomas Georgens
2015-06-05