0001614094-15-000036.txt : 20150605 0001614094-15-000036.hdr.sgml : 20150605 20150605184620 ACCESSION NUMBER: 0001614094-15-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150603 FILED AS OF DATE: 20150605 DATE AS OF CHANGE: 20150605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEORGENS THOMAS CENTRAL INDEX KEY: 0001222271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 15917066 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: X1 ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-06-03 1 0001002047 NetApp, Inc. NTAP 0001222271 GEORGENS THOMAS 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 1 0 0 Former CEO Common Stock 2015-06-03 4 M 0 17125.0 A 37620 D Common Stock 2015-06-03 4 F 0 6728.0 33.245 D 30892 D Common Stock 2015-06-03 4 M 0 31250.0 A 62142 D Common Stock 2015-06-03 4 F 0 16306.0 33.245 D 45836 D Common Stock 2015-06-05 4 S 0 34705.0 33.8052 D 11131 D Common Stock 532 I by Spouse Restricted Stock Unit 0.0 2015-06-03 4 M 0 17125.0 0.0 D Common Stock 17125 168000 D Restricted Stock Unit 0.0 2015-06-03 4 M 0 31250.0 0.0 D Common Stock 31250 136750 D Restricted stock units convert into common stock on a one-for-one basis. The price in Column 4 is a weighted average price. The prices actually received ranged from $33.73 to $33.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Mr. Georgens disclaims beneficial ownership of these shares. Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013. On June 3, 2013, the reporting person was granted 68,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. On June 3, 2014, the reporting person was granted 125,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. By: Roberta S. Cohen Attorney-in-Fact For: Thomas Georgens 2015-06-05