0001614094-15-000034.txt : 20150605 0001614094-15-000034.hdr.sgml : 20150605 20150605184603 ACCESSION NUMBER: 0001614094-15-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150604 FILED AS OF DATE: 20150605 DATE AS OF CHANGE: 20150605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN JEFFRY R CENTRAL INDEX KEY: 0001197639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 15917064 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-06-04 0 0001002047 NetApp, Inc. NTAP 0001197639 ALLEN JEFFRY R 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2015-06-04 4 M 0 25000.0 25.08 A 25000 D Common Stock 2015-06-04 4 S 0 25000.0 33.3109 D 0 D Common Stock 3689 I by Trust Non-Qualified Stock Option (right to buy) 25.08 2015-06-04 4 M 0 25000.0 25.08 D 2015-09-01 Common Stock 25000 0 D The price in Column 4 is a weighted average price. The prices actually received ranged from $33.25 to $33.35. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The option was granted on September 2, 2008 and immediately exercisable in full, subject to the Issuer?s right of repurchase until the shares vested. The shares vested upon Optionee?s continuation of service on the board of directors of the Issuer through August 30, 2010, which was the day immediately preceding the Annual Stockholders? Meeting following the grant date. By: Roberta S. Cohen Attorney-in-Fact For: Jeffry R. Allen 2015-06-05