0001614094-15-000026.txt : 20150603
0001614094-15-000026.hdr.sgml : 20150603
20150603201642
ACCESSION NUMBER: 0001614094-15-000026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150531
FILED AS OF DATE: 20150603
DATE AS OF CHANGE: 20150603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0424
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Noviello Nicholas R
CENTRAL INDEX KEY: 0001536584
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 15911642
MAIL ADDRESS:
STREET 1: 495 E JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-05-31
0
0001002047
NetApp, Inc.
NTAP
0001536584
Noviello Nicholas R
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
0
1
0
0
EVP Finance & Operations, CFO
Common Stock
2015-05-31
4
J
0
105.0
28.39
A
21789
D
Common Stock
2015-06-01
4
M
0
6675.0
A
28464
D
Common Stock
2015-06-01
4
F
0
2508.0
33.155
D
25956
D
Common Stock
2015-06-01
4
M
0
1575.0
A
27531
D
Common Stock
2015-06-01
4
F
0
591.0
33.155
D
26940
D
Common Stock
2015-06-03
4
S
0
5151.0
33.6097
D
21789
D
Restricted Stock Unit
0.0
2015-06-01
4
M
0
6675.0
0.0
D
Common Stock
6675
29125
D
Restricted Stock Unit
0.0
2015-06-01
4
M
0
1575.0
0.0
D
Common Stock
1575
27550
D
Shares acquired under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2015.
Restricted stock units convert into common stock on a one-for-one basis.
The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price in Column 4 is a weighted average price. The prices actually received ranged from $33.43 to $33.79. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
On June 1, 2012, the reporting person was granted 26,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
On June 1, 2011, the reporting person was granted 6,300 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
By: Roberta S. Cohen Attorney-in-Fact For: Nicholas R. Noviello
2015-06-03