0001614094-15-000026.txt : 20150603 0001614094-15-000026.hdr.sgml : 20150603 20150603201642 ACCESSION NUMBER: 0001614094-15-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150531 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noviello Nicholas R CENTRAL INDEX KEY: 0001536584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 15911642 MAIL ADDRESS: STREET 1: 495 E JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-05-31 0 0001002047 NetApp, Inc. NTAP 0001536584 Noviello Nicholas R 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 EVP Finance & Operations, CFO Common Stock 2015-05-31 4 J 0 105.0 28.39 A 21789 D Common Stock 2015-06-01 4 M 0 6675.0 A 28464 D Common Stock 2015-06-01 4 F 0 2508.0 33.155 D 25956 D Common Stock 2015-06-01 4 M 0 1575.0 A 27531 D Common Stock 2015-06-01 4 F 0 591.0 33.155 D 26940 D Common Stock 2015-06-03 4 S 0 5151.0 33.6097 D 21789 D Restricted Stock Unit 0.0 2015-06-01 4 M 0 6675.0 0.0 D Common Stock 6675 29125 D Restricted Stock Unit 0.0 2015-06-01 4 M 0 1575.0 0.0 D Common Stock 1575 27550 D Shares acquired under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2015. Restricted stock units convert into common stock on a one-for-one basis. The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price in Column 4 is a weighted average price. The prices actually received ranged from $33.43 to $33.79. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. On June 1, 2012, the reporting person was granted 26,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. On June 1, 2011, the reporting person was granted 6,300 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date. By: Roberta S. Cohen Attorney-in-Fact For: Nicholas R. Noviello 2015-06-03