0001614094-14-000070.txt : 20141125
0001614094-14-000070.hdr.sgml : 20141125
20141125161412
ACCESSION NUMBER: 0001614094-14-000070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141121
FILED AS OF DATE: 20141125
DATE AS OF CHANGE: 20141125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0424
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEORGENS THOMAS
CENTRAL INDEX KEY: 0001222271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 141249796
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: X1
ZIP: 94089
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-11-21
0
0001002047
NetApp, Inc.
NTAP
0001222271
GEORGENS THOMAS
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
1
0
0
Chairman of the Board and CEO
Common Stock
2014-11-21
4
M
0
95834.0
24.72
A
106163
D
Common Stock
2014-11-21
4
S
0
95834.0
42.3823
D
10329
D
Common Stock
2014-11-21
4
M
0
4166.0
29.44
A
14495
D
Common Stock
2014-11-21
4
S
0
4166.0
42.3823
D
10329
D
Common Stock
532
I
by Spouse
Non-Qualified Stock Option (right to buy)
24.72
2014-11-21
4
M
0
95834.0
0.0
D
2016-09-14
Common Stock
95834
0
D
Non-Qualified Stock Option (right to buy)
29.44
2014-11-21
4
M
0
4166.0
0.0
D
2019-05-31
Common Stock
4166
345834
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $42.335 to $42.4125. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Mr. Georgens disclaims beneficial ownership of these shares.
Option vests with respect to 25% of the option shares on August 19, 2010, and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
By: Roberta S Cohen Power-of-Attorney For: Thomas Georgens
2014-11-25