0001614094-14-000057.txt : 20140926
0001614094-14-000057.hdr.sgml : 20140926
20140926171834
ACCESSION NUMBER: 0001614094-14-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140924
FILED AS OF DATE: 20140926
DATE AS OF CHANGE: 20140926
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0424
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALL ROBERT T
CENTRAL INDEX KEY: 0001197642
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 141124722
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: X1
ZIP: 94089
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-09-24
0
0001002047
NetApp, Inc.
NTAP
0001197642
WALL ROBERT T
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2014-09-24
4
M
0
20000.0
29.5
A
113427
D
Common Stock
2014-09-24
4
S
0
20000.0
43.2348
D
93427
D
Common Stock
2014-09-24
4
M
0
5000.0
29.5
A
98427
D
Common Stock
2014-09-24
4
S
0
5000.0
43.2348
D
93427
D
Common Stock
2014-09-24
4
M
0
20000.0
34.24
A
113427
D
Common Stock
2014-09-24
4
S
0
20000.0
43.2348
D
93427
D
Common Stock
2014-09-24
2014-09-24
4
S
0
22856.0
43.2348
D
70571
D
Non-Qualified Stock Option (right to buy)
29.5
2014-09-24
4
M
0
20000.0
0.0
D
2016-10-13
Common Stock
20000
5000
D
Non-Qualified Stock Option (right to buy)
29.5
2014-09-24
4
M
0
5000.0
0.0
D
2016-10-13
Common Stock
5000
0
D
Non-Qualified Stock Option (right to buy)
34.24
2014-09-24
4
M
0
20000.0
0.0
D
2016-08-30
Common Stock
20000
0
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $43.05 to $43.47. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
By: Roberta S Cohen Attorney-in-Fact For: Robert T Wall
2014-09-26