0001614094-14-000053.txt : 20140911 0001614094-14-000053.hdr.sgml : 20140911 20140911162138 ACCESSION NUMBER: 0001614094-14-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140909 FILED AS OF DATE: 20140911 DATE AS OF CHANGE: 20140911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noviello Nicholas R CENTRAL INDEX KEY: 0001536584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 141098359 MAIL ADDRESS: STREET 1: 495 E JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-09-09 0 0001002047 NetApp, Inc. NTAP 0001536584 Noviello Nicholas R 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 EVP Finance & Operations, CFO Common Stock 2014-09-09 4 M 0 45000.0 21.4 A 66437 D Common Stock 2014-09-09 4 S 0 45000.0 42.2124 D 21437 D Non-Qualified Stock Option (right to buy) 21.4 2014-09-09 4 M 0 45000.0 0.0 D 2015-02-14 Common Stock 45000 0 D The price in Column 4 is a weighted average price. The prices actually received ranged from $42.12 to $42.29. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option vests with respect to 25% of the option shares on January 14, 2009, and the balance in a series of equal monthly installments over the next 36 months of service thereafter. By: Roberta S. Cohen Attorney-in-Fact For: Nicholas R. Noviello 2014-09-11