0001614094-14-000015.txt : 20140904 0001614094-14-000015.hdr.sgml : 20140904 20140904163940 ACCESSION NUMBER: 0001614094-14-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140902 FILED AS OF DATE: 20140904 DATE AS OF CHANGE: 20140904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0424 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARMENHOVEN DANIEL J CENTRAL INDEX KEY: 0001197637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 141083601 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-09-02 0 0001002047 NetApp, Inc. NTAP 0001197637 WARMENHOVEN DANIEL J 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2014-09-02 4 M 0 20000.0 29.24 A 20000 D Common Stock 2014-09-02 4 S 0 20000.0 42.0369 D 0 D Common Stock 2014-09-02 4 M 0 40000.0 20.69 A 40000 D Common Stock 2014-09-02 4 S 0 40000.0 42.0397 D 0 D Common Stock 2014-09-02 4 M 0 20000.0 29.24 A 20000 D Common Stock 2014-09-02 4 S 0 20000.0 42.0379 D 0 D Common Stock 2014-09-02 4 M 0 40000.0 20.69 A 40000 D Common Stock 2014-09-02 4 S 0 40000.0 42.0395 D 0 D Common Stock 2127774 I by Trust Common Stock 38032 I by Trust2 Non-Qualified Stock Option (right to buy) 20.69 2014-09-02 4 M 0 40000.0 0.0 D 2016-05-31 Common Stock 40000 430000 D Non-Qualified Stock Option (right to buy) 20.69 2014-09-02 4 M 0 40000.0 0.0 D 2016-05-31 Common Stock 40000 390000 D Non-Qualified Stock Option (right to buy) 29.24 2014-09-02 4 M 0 20000.0 0.0 D 2015-05-31 Common Stock 20000 270000 D Non-Qualified Stock Option (right to buy) 29.24 2014-09-02 4 M 0 20000.0 0.0 D 2015-05-31 Common Stock 20000 250000 D The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price in Column 4 is a weighted average price. The prices actually received ranged from $41.96 to $42.31. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $41.96 to $42.32. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Shares held in trust by Peter F. Warmenhoven, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. By: Roberta S Cohen Attorney-in-Fact For: Daniel J Warmenhoven 2014-09-04