0001586813-13-000002.txt : 20130916 0001586813-13-000002.hdr.sgml : 20130916 20130916172810 ACCESSION NUMBER: 0001586813-13-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130911 FILED AS OF DATE: 20130916 DATE AS OF CHANGE: 20130916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kurian George CENTRAL INDEX KEY: 0001586813 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 131099569 MAIL ADDRESS: STREET 1: C/O NETAPP STREET 2: 495 E. JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 3 1 edgardoc.xml PRIMARY DOCUMENT X0206 3 2013-09-11 0 0001002047 NetApp, Inc. NTAP 0001586813 Kurian George 1930 CALIFORNIA STREET SAN FRANCISCO CA 94109 0 1 0 0 EVP, Product Operations Non-Qualified Stock Option (right to buy) 29.44 2019-05-31 Common Stock 32500 D Non-Qualified Stock Option (right to buy) 37.64 2020-06-02 Common Stock 35100 D Non-Qualified Stock Option (right to buy) 48.56 2018-04-14 Common Stock 75000 D Restricted Stock Unit 0 2018-04-15 Common Stock 12500 D Restricted Stock Unit 0 2018-12-15 Common Stock 18750 D Restricted Stock Unit 0 2019-04-16 Common Stock 7500 D Restricted Stock Unit 0 2019-06-01 Common Stock 8100 D Restricted Stock Unit 0 2019-10-15 Common Stock 20000 D Restricted Stock Unit 0 2020-06-03 Common Stock 21700 D Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Option vests with respect to 25% of the option shares on the first anniversary of the Optionee's date of hire and the balance in a series of equal monthly installments over the next 36 months of service thereafter. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. By: Michael Nolan, Attornry-in-Fact For: George Kurian 2013-09-16 EX-24 2 exhibit24kurian.txt EDGAR SUPPORTING DOCUMENT POWER OF ATTORNEY EXHIBIT 24 KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Matthew Fawcett, Michael Nolan and Haleh Carrillo, or either of them signing singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the Securities and Exchange Commission ("SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or 10% stockholder of NetApp, Inc. (the "Company"), any and all Form 3, 4 and 5 reports required to be filed by the undersigned in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 and 5 report, complete and execute any amendment or amendments thereto and timely file such report with the SEC and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned, pursuant to this Power of Attorney, shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that no such attorney-in-fact, in serving in such capacity at the request of the undersigned, is hereby assuming, nor is the Company hereby assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Form 3, 4 and 5 reports with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 11th day of September, 2013. Signature: /s/ George Kurian Print Name: George Kurian