0001558371-13-000002.txt : 20130829 0001558371-13-000002.hdr.sgml : 20130829 20130829160800 ACCESSION NUMBER: 0001558371-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130827 FILED AS OF DATE: 20130829 DATE AS OF CHANGE: 20130829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAHEEN GEORGE T CENTRAL INDEX KEY: 0001242465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 131069229 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-08-27 0 0001002047 NetApp, Inc. NTAP 0001242465 SHAHEEN GEORGE T 495 EAST JAVA DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2013-08-27 4 M 0 55000 19.23 A 55000 D Common Stock 2013-08-27 4 S 0 55000 41.4 D 0 D Common Stock 4466 I by Trust Non-Qualified Stock Option (right to buy) 19.23 2013-08-27 4 M 0 55000 0 D 2014-06-13 Common Stock 55000 0 D Shares held in trust by George T. Shaheen and Darlene F. Shaheen, Trustees to the Shaheen Revocable Trust U/A DTD 12/15/88 The option shares are immediately exercisable as of the grant date and shall initially be unvested and subject to repurchase by the corporation at the exercise price per share. Optionee shall acquire a vested interest in 25,000 shares upon the completion of one year of Board service measured from the grant date; and the balance of the shares in a series of three equal annual installments of 10,000 shares upon the completion of each year of Board service over the three-year period measured from the first anniversary of the grant date. By: Haleh Carrillo, Attorney-in-Fact For: George T. Shaheen 2013-08-29