0001550298-12-000009.txt : 20120605 0001550298-12-000009.hdr.sgml : 20120605 20120605170657 ACCESSION NUMBER: 0001550298-12-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120601 FILED AS OF DATE: 20120605 DATE AS OF CHANGE: 20120605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Manish CENTRAL INDEX KEY: 0001474766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 12889873 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0425 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0305 4 2012-06-01 0 0001002047 NetApp, Inc. NTAP 0001474766 Goel Manish 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Exec VP of Product Operations Common Stock 2012-06-01 4 M 0 16667 0 A 23676 D Common Stock 2012-06-01 4 F 0 7161 29.44 D 16515 D Common Stock 2012-06-01 4 M 0 5475 0 A 21990 D Common Stock 2012-06-01 4 F 0 2555 29.44 D 19435 D Common Stock 2012-06-01 4 M 0 6250 0 A 25685 D Common Stock 2012-06-01 4 F 0 2917 29.44 D 22768 D Common Stock 2012-06-02 4 M 0 1666 0 A 24434 D Common Stock 2012-06-02 4 F 0 777 29.44 D 23657 D Non-Qualified Stock Option (right to buy) 29.44 2012-06-01 4 A 0 75000 0 A 2019-05-31 Common Stock 75000 75000 D Restricted Stock Unit 0 2012-06-02 4 M 0 1666 0 D 2012-06-02 Common Stock 1666 0 D Restricted Stock Unit 0 2012-06-01 4 M 0 16667 0 D 2013-06-01 Common Stock 16667 16666 D Restricted Stock Unit 0 2012-06-01 4 A 0 45000 0 A Common Stock 45000 85650 D Restricted Stock Unit 0 2012-06-01 4 M 0 5475 0 D Common Stock 5475 80175 D Restricted Stock Unit 0 2012-06-01 4 M 0 6250 0 D Common Stock 6250 73925 D Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. Non-Derivative Securities Beneficially Owned by Direct Ownership includes 677 shares of Issuer's common stock acquired on May 31, 2012 under the Netpp, Inc. Employee Stock Purchase Plan. By: Michael Nolan For: Manish Goel 2012-06-05