0001474766-13-000002.txt : 20130221 0001474766-13-000002.hdr.sgml : 20130221 20130221171528 ACCESSION NUMBER: 0001474766-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130217 FILED AS OF DATE: 20130221 DATE AS OF CHANGE: 20130221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Manish CENTRAL INDEX KEY: 0001474766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 13631339 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0426 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-02-17 0 0001002047 NetApp, Inc. NTAP 0001474766 Goel Manish 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Exec VP of Product Operations Common Stock 2013-02-17 4 M 0 2500 0 A 2500 D Common Stock 2013-02-17 4 F 0 1013 36.55 D 1487 D Common Stock 2013-02-19 4 M 0 6875 15.59 A 8362 D Common Stock 2013-02-19 4 S 0 6875 36.4581 D 1487 D Common Stock 2013-02-19 4 M 0 12500 20.69 A 13987 D Common Stock 2013-02-19 4 S 0 12500 36.4581 D 1487 D Non-Qualified Stock Option (right to buy) 15.59 2013-02-19 4 M 0 6875 0 D 2016-02-16 Common Stock 6875 0 D Non-Qualified Stock Option (right to buy) 20.69 2013-02-19 4 M 0 12500 0 D 2016-05-31 Common Stock 12500 4167 D Restricted Stock Unit 0 2013-02-17 4 M 0 2500 0 D 2013-02-17 Common Stock 2500 0 D These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the restricted stock units. The price in Column 4 is a weighted average price. The sale prices ranged from $36.45 to $36.49 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. By: Haleh Carrillo, Attorney-in-Fact for For: Manish Goel 2013-02-21