0001474766-13-000002.txt : 20130221
0001474766-13-000002.hdr.sgml : 20130221
20130221171528
ACCESSION NUMBER: 0001474766-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130217
FILED AS OF DATE: 20130221
DATE AS OF CHANGE: 20130221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goel Manish
CENTRAL INDEX KEY: 0001474766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 13631339
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0426
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-02-17
0
0001002047
NetApp, Inc.
NTAP
0001474766
Goel Manish
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
0
1
0
0
Exec VP of Product Operations
Common Stock
2013-02-17
4
M
0
2500
0
A
2500
D
Common Stock
2013-02-17
4
F
0
1013
36.55
D
1487
D
Common Stock
2013-02-19
4
M
0
6875
15.59
A
8362
D
Common Stock
2013-02-19
4
S
0
6875
36.4581
D
1487
D
Common Stock
2013-02-19
4
M
0
12500
20.69
A
13987
D
Common Stock
2013-02-19
4
S
0
12500
36.4581
D
1487
D
Non-Qualified Stock Option (right to buy)
15.59
2013-02-19
4
M
0
6875
0
D
2016-02-16
Common Stock
6875
0
D
Non-Qualified Stock Option (right to buy)
20.69
2013-02-19
4
M
0
12500
0
D
2016-05-31
Common Stock
12500
4167
D
Restricted Stock Unit
0
2013-02-17
4
M
0
2500
0
D
2013-02-17
Common Stock
2500
0
D
These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the restricted stock units.
The price in Column 4 is a weighted average price. The sale prices ranged from $36.45 to $36.49 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
By: Haleh Carrillo, Attorney-in-Fact for For: Manish Goel
2013-02-21