0001447874-13-000002.txt : 20130605 0001447874-13-000002.hdr.sgml : 20130605 20130605165430 ACCESSION NUMBER: 0001447874-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130601 FILED AS OF DATE: 20130605 DATE AS OF CHANGE: 20130605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NetApp, Inc. CENTRAL INDEX KEY: 0001002047 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 770307520 STATE OF INCORPORATION: CA FISCAL YEAR END: 0426 BUSINESS ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4088226000 MAIL ADDRESS: STREET 1: 495 EAST JAVA DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK APPLIANCE INC DATE OF NAME CHANGE: 19951010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAWCETT MATTHEW K CENTRAL INDEX KEY: 0001447874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27130 FILM NUMBER: 13894835 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-06-01 0 0001002047 NetApp, Inc. NTAP 0001447874 FAWCETT MATTHEW K 495 EAST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Senior VP, General Counsel Common Stock 2013-06-01 4 M 0 1700 0 A 7441 D Common Stock 2013-06-01 4 M 0 3950 0 A 11391 D Common Stock 2013-06-01 4 F 0 631 37.53 D 10760 D Common Stock 2013-06-01 4 F 0 1484 0 D 9276 D Non-Qualified Stock Option (right to buy) 37.64 2013-06-03 4 A 0 75000 0 A 2020-06-02 Common Stock 75000 75000 D Restricted Stock Unit 0 2013-06-01 4 M 0 1700 0 D Common Stock 1700 31700 D Restricted Stock Unit 0 2013-06-01 4 M 0 3950 0 D Common Stock 3950 27750 D Restricted Stock Unit 0 2013-06-03 4 A 0 25000 0 A Common Stock 25000 52750 D Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. By: Haleh Carrillo, Attorney-in-Fact For: Matthew Fawcett 2013-06-05