0001447874-13-000002.txt : 20130605
0001447874-13-000002.hdr.sgml : 20130605
20130605165430
ACCESSION NUMBER: 0001447874-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130601
FILED AS OF DATE: 20130605
DATE AS OF CHANGE: 20130605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0426
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAWCETT MATTHEW K
CENTRAL INDEX KEY: 0001447874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 13894835
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-06-01
0
0001002047
NetApp, Inc.
NTAP
0001447874
FAWCETT MATTHEW K
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
0
1
0
0
Senior VP, General Counsel
Common Stock
2013-06-01
4
M
0
1700
0
A
7441
D
Common Stock
2013-06-01
4
M
0
3950
0
A
11391
D
Common Stock
2013-06-01
4
F
0
631
37.53
D
10760
D
Common Stock
2013-06-01
4
F
0
1484
0
D
9276
D
Non-Qualified Stock Option (right to buy)
37.64
2013-06-03
4
A
0
75000
0
A
2020-06-02
Common Stock
75000
75000
D
Restricted Stock Unit
0
2013-06-01
4
M
0
1700
0
D
Common Stock
1700
31700
D
Restricted Stock Unit
0
2013-06-01
4
M
0
3950
0
D
Common Stock
3950
27750
D
Restricted Stock Unit
0
2013-06-03
4
A
0
25000
0
A
Common Stock
25000
52750
D
Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.
Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
By: Haleh Carrillo, Attorney-in-Fact For: Matthew Fawcett
2013-06-05