0001293396-13-000009.txt : 20130916
0001293396-13-000009.hdr.sgml : 20130916
20130916174437
ACCESSION NUMBER: 0001293396-13-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130913
FILED AS OF DATE: 20130916
DATE AS OF CHANGE: 20130916
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NetApp, Inc.
CENTRAL INDEX KEY: 0001002047
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 770307520
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0425
BUSINESS ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4088226000
MAIL ADDRESS:
STREET 1: 495 EAST JAVA DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK APPLIANCE INC
DATE OF NAME CHANGE: 19951010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELD GERALD
CENTRAL INDEX KEY: 0001212064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27130
FILM NUMBER: 131099643
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-09-13
0
0001002047
NetApp, Inc.
NTAP
0001212064
HELD GERALD
495 EAST JAVA DRIVE
SUNNYVALE
CA
94089
1
0
0
0
Non-Qualified Stock Option (right to buy)
43.77
2013-09-13
4
A
0
11416
0
A
2020-09-12
Common Stock
11416
11416
D
Restricted Stock Unit
0
2013-09-13
4
A
0
2856
0
A
Common Stock
2856
18188
D
The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (ii) date on which a Change of Control occurs.
By: Michael Nolan, Attorney-in-Fact For: Gerald Held
2013-09-16